1 insider bought €2.3M of shares over the last 90 days, the latest filed 09 Sept 2026.
Every trade that managers of Prospect Capital Corp disclose to SEC (Form 4) is tracked on this page. The company sits in the Finance & Banking sector. Over the twelve months to 18 October 2026, 12 filings were filed, from 2 insiders.
Every open-market trade in the period is a purchase: 12 purchases worth €6.4M, from 2 insiders, and not a single sale. The amount is not disclosed for 3 filings. Unlike grants, an open-market purchase is paid for by the insider, at the market price. The largest single trade was a purchase of €2.3M by Barry John F, published on 9 September 2026. On the buying side, the filings list 1 senior executive and 1 chief executive among the declarants.
Compared with its exchange (5,458 companies, median 22 filings), a count of 12 filings is below the norm. The full history, which starts in 2016, counts 93 purchases against no sales. On the fundamentals side, the SEC filing (10-K) for the period ending 30 June 2026 lists net income at 153.7 m USD.
The clock since the last published purchase (9 September 2026) now reads 39 days. Typically, a trade is published a median of 4 days after it takes place. The legal deadline for a Form 4 is two business days after the transaction.
Elsewhere in the same sector, our signals recently picked up insider purchases at First Guaranty Bancshares, Inc. and BCB Bancorp Inc. This summary is built from SEC (Form 4) disclosures alone and does not predict where the share price will go.
Entry is the close on the day after publication, the first price a reader could act on. Prices in the listing currency. Past moves are not a forecast.
This score ranks the purchase within its own market. A position size is suggested only on the venues of the backtested strategy universe; elsewhere, signals stay on watch. Not investment advice.
Transparent value + quality ranking, distinct from the insider signal.
FY ended June 2026 · cache
25 of 95 declarations
Prospect Capital Corp. is a U.S.-based investment company listed on the NASDAQ under the ticker PSEC. The company is organized as a Business Development Company (BDC) under the Investment Company Act of 1940, which means its core business is providing capital to private middle-market companies rather than operating as a traditional commercial bank. Its headquarters are in New York, New York, United States.
Prospect was organized as a closed-end investment company in April 2004 and completed its IPO in 2004. Since inception, the firm has pursued a private credit and structured equity strategy centered on senior secured lending, first-lien and second-lien loans, and selected equity or equity-linked investments. This model is designed to generate recurring interest income and support a yield-oriented investor base, while retaining flexibility to participate in upside through equity positions when appropriate.
Operationally, Prospect focuses on U.S. middle-market businesses, including both sponsor-backed and non-sponsor-backed companies. Its primary uses of capital include refinancings, leveraged buyouts, acquisitions, recapitalizations, later-stage growth investments, and capital expenditures. The portfolio is diversified across multiple industries, with exposure to healthcare services, consumer credit, commercial services, logistics, software, distribution, and food-related businesses. That diversification is important because it helps reduce reliance on any single industry cycle or borrower type.
In competitive terms, Prospect is one of the longer-established and larger BDC platforms in the U.S. market. Its positioning emphasizes credit discipline, a preference for senior secured assets, and the ability to act as a lead or sole lender in customized financing solutions. The company also highlights the long operating history of its senior management team and its capacity to finance complex situations where speed, certainty of execution, and structuring expertise matter.
Recent developments have reinforced the company’s capital-market activity. In May 2026, Prospect reported financial results for the quarter ended March 31, 2026, showing total assets above $6.3 billion and a sizable perpetual preferred capital base. During 2025 and 2026, the company also executed debt and preferred-stock funding transactions, underscoring its active use of public-market financing to support portfolio growth and liquidity management. For investors, Prospect Capital therefore represents a yield-focused U.S. private credit BDC listed on the NASDAQ in the United States, with a business model built around middle-market lending and diversified income generation.
Purchases our model currently ranks for the recommendations list.
All recommendations| Fiscal year end | Revenue | Net income | Diluted EPS | Filing |
|---|---|---|---|---|
| Jun 2026 | n.d. | 153.7 m USD | 0.06 USD | 10-K |
| Aug 2025 | n.d. | -490.5 m USD | n.d. | 10-K |
| Jun 2025 | n.d. | -469.9 m USD | -1.35 USD | 10-K |
| Aug 2024 | n.d. | 234.1 m USD | n.d. | 10-K |
| Jun 2024 | n.d. | 262.8 m USD | 0.34 USD | 10-K |
Amounts in USD, as filed (forms 10-K, 20-F or 40-F). Source: SEC EDGAR.