GOLDSTEIN PHILLIP

About GOLDSTEIN PHILLIP

Phillip Goldstein is a U.S. investor widely known for his leadership in publicly traded closed-end funds and for his activist investing approach. He is a co-founder and Principal of Bulldog Investors, which he helped launch in 1993. Within that platform, he has served as the firm’s lead investment strategist, with a focus on discounted closed-end funds, special situations, risk arbitrage, distressed securities, and value-oriented opportunity hunting. Across his career, Goldstein has held key governance roles at several U.S.-listed investment companies. Public filings and company materials identify him as Chairman of The Mexico Equity and Income Fund, Inc., Chairman of Special Opportunities Fund, Inc., Director of Swiss Helvetia Fund, Inc., and Chairman and Secretary of High Income Securities Fund. He has also served in prior board roles at other publicly traded investment vehicles, reflecting a long-standing presence in fund governance and shareholder representation. His professional profile is closely tied to activist investment campaigns and to efforts aimed at improving shareholder outcomes. In practice, that has often meant challenging underperforming structures, advocating for stronger capital allocation, and supporting actions intended to narrow discounts to net asset value in closed-end funds. He is also known for helping shape and implement Bulldog Investors’ broader activist strategy, which has made him a familiar figure in U.S. corporate governance discussions around fund oversight and shareholder value creation. Goldstein’s background includes technical training in engineering, with degrees from the University of Southern California and City College of New York. That analytical foundation is often reflected in the disciplined, event-driven style for which he is known. Overall, Phillip Goldstein stands out as an influential figure in U.S. fund governance, especially in the closed-end fund segment, where his career has combined board leadership, activist investing, and a persistent focus on unlocking value for investors.