Phillip Goldstein

Phillip Goldstein, listed as senior executive, has filed trades across 4 companies (mainly through SEC (Form 4)), most often in High Income Securities Fund, Total Return Securities Fund and Special Opportunities Fund, Inc. The record holds 56 filings, for trades running from 5 January 2015 to 8 October 2026.

Market trades split into 30 purchases (€907k) and 16 sales (€2.8M). No amount is published for 2 filings, which the totals therefore leave out. Open-market purchases are the filings investors watch most closely, because the insider pays for the shares out of pocket. Other entries cover 5 option exercises. Since January 2026: 15 purchases and no sales on the market.

Half of the purchases are above €26k and half below. Scaled by market value, the purchases weigh a median 0.015% of market cap (sample: 6 purchases). Of 30 purchases, 9 formed part of a group of insiders buying within 30 days of each other. A cluster is several different insiders buying the same stock within a short window, a pattern studied more closely than a single purchase. Looking at 15 purchases old enough to measure, the stock rose over the following 90 days in 53% of cases; the median change was +1.3%. They describe history only and say nothing certain about the share price ahead.

On 13 October 2026 came the latest disclosure, a transaction for €76 in Total Return Securities Fund. The last purchase on record was published on 13 October 2026, which is 5 days ago. Filings reach the SEC (Form 4) feed a median of 2 days after the trade. For comparison, the SEC allows two business days to file a Form 4. This summary is built from SEC (Form 4) disclosures alone and does not predict where the share price will go.