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Regulation & Transparency

Comparative disclosure regimes across 37 markets, with MAR, SEC, SEDI, AMF and how they differ in teeth.

21
published studies
Regulation & Transparency

Understanding the Impact of France's BDIF on Insider Disclosures

France's BDIF, launched in 2009, transformed insider transaction disclosures by centralizing access, yet challenges in data usability remain.

12 min
Regulation & Transparency

Understanding Insider Transaction Disclosure Across Regulators

Explore the complexities of insider transaction disclosure rules in the US and EU, highlighting differences in enforcement and publication timelines.

13 min
Regulation & Transparency

Understanding Italy's Insider Declarations Data Challenges

Italy's insider dealing disclosures have shifted from CONSOB to eMarket STORAGE, complicating data retrieval and historical continuity for researchers.

10 min
Regulation & Transparency

Comparing Insider Dealing Disclosure Across 17 Markets

This article examines the insider transaction disclosure regimes in 17 markets, highlighting differences in deadlines, public access, and sanctions.

12 min
Regulation & Transparency

Understanding the Impact of Filing Clocks on Insider Trading

Explore how the SEC and EU MAR filing clocks differ and their implications for insider trading. Learn about the nuances that affect market behavior.

14 min
Regulation & Transparency

Understanding Article 19 of the EU Market Abuse Regulation

Article 19 of the EU Market Abuse Regulation mandates timely disclosure of transactions by senior insiders. Learn about its implications and compliance requirements.

15 min
Regulation & Transparency

Understanding Swiss Insider Filings: Public Yet Opaque

Swiss insider filings reveal transaction details but obscure the identities of individuals involved. This balance raises questions about market integrity and transparency.

12 min
Regulation & Transparency

SEDI vs SEC: How Insider Trading Reporting Works in Canada

Canada's SEDI system for insider reporting differs from the SEC's EDGAR. Learn about its unique features, filing deadlines, and who qualifies as a reporting insider.

13 min
Regulation & Transparency

UK PDMR Law After Brexit: Enforcement and Compliance Changes

The UK PDMR law retains the EU MAR framework but the FCA's enforcement style introduces distinct consequences for compliance failures.

11 min