XAI Floating Rate & Alternative Income Trust Stock: price and insider trades · United States
1 insider bought €45k of shares over the last 90 days, the latest by Spence John Yogi, filed 26 Oct 2026.
XAI Floating Rate & Alternative Income Trust: what insiders have been doing
XAI Floating Rate & Alternative Income Trust, classified in the Finance & Banking sector, is a listed company. Its insiders report their share dealings to SEC (Form 4). In the past year (26 October 2025 to 26 October 2026), 8 filings came from 5 insiders.
The flow runs one way only: 2 insiders bought (4 purchases totalling €148k) and nobody sold on the market. Buying on the open market means paying the going price with one's own funds, a different act from receiving shares as pay. The buyers include 1 senior executive. The largest single trade was a purchase of €86k by Law Lauren Kristen, published on 27 October 2025.
Compared with its exchange (2,023 companies, median 41 filings), a count of 8 filings is below the norm. The full history, which starts in 2017, counts 102 purchases against 58 sales.
The most recent open-market purchase was published on 26 October 2026, 14 days ago. Filings reach the SEC (Form 4) feed a median of 6 days after the trade. For comparison, the SEC allows two business days to file a Form 4.
In the same sector, recent insider purchases at BAWAG Group AG and ASR Nederland N.V. also feature in our signals. Source: insider filings from SEC (Form 4). Past trades are no guide to future returns.
Who traded when
BuySaleSince the insiders bought
- -11.7%Entry US$19.15 · Close 22 Oct 2026 US$16.91
- -31.5%Entry US$24.70 · Close 22 Oct 2026 US$16.91
- -19.8%Entry US$35.65 · Close at T+365 US$28.60
Entry is the close on the day after publication, the first price a reader could act on. Prices in the listing currency. Past moves are not a forecast.
This score ranks the purchase within its own market. A position size is suggested only on the venues of the backtested strategy universe; elsewhere, signals stay on watch. Not investment advice.
Financial data
as of FY 2025FY ended September 2025 · cache
- 1,000 shares@ US$16.50Common Shares of Beneficial OwnershipSEC:0001718133-26-000006:0Canonical exit: 21 Jan 2027 (T+90)
- 2,000 shares@ US$17.070.013% mcap4.5% of flowCommon Shares of Beneficial OwnershipSEC:0001718133-26-000005:0Canonical exit: 19 Jan 2027 (T+90)
- 5,000 shares@ US$3.9020.1% of flowCommon Shares of Beneficial OwnershipSEC:0001718133-26-000001:0Canonical exit: 20 May 2026 (T+90)
- 3,389 shares0Common Shares of Beneficial InterestSEC:0001796252-25-000006:0
- 3,504 shares0Common Shares of Beneficial InterestSEC:0001718219-25-000003:0
- 7,811 shares0Common Shares of Beneficial OwnershipSEC:0001718133-25-000011:0
- 7,811 shares0Common Shares of Beneficial OwnershipSEC:0001718218-25-000003:0
- 20,000 shares@ US$5.007100.0% of flowCommon sharesSEC:0001728315-25-000002:0Canonical exit: 22 Jan 2026 (T+90)
- 13,008.631 shares@ US$5.6208100.0% of flowCommon shares of beneficial ownershipSEC:0001332125-25-000002:0
- 2,000 shares@ US$6.3814.8% of flowCommon Shares of Beneficial OwnershipSEC:0001718133-25-000006:0Canonical exit: 22 May 2025 (T+90)
- 3,000 shares@ US$6.409722.4% of flowCommon Shares of Beneficial OwnershipSEC:0001718133-25-000005:0Canonical exit: 20 May 2025 (T+90)
- 6,052 shares0Common Shares of Beneficial OwnershipSEC:0001718218-25-000001:0
- 2,857 shares0Common Shares of Beneficial OwnershipSEC:0001796252-25-000002:0
- 3,004 shares0Common Shares of Beneficial OwnershipSEC:0001718219-25-000001:0
- 6,052 shares0Common Shares of Beneficial OwnershipSEC:0001718133-25-000004:0
- 2,000 shares@ US$6.5015.3% of flowCommon Shares of Beneficial OwnershipSEC:0001718133-24-000007:0Canonical exit: 19 Mar 2025 (T+90)
- 6,000 shares0Common Shares of Beneficial OwnershipSEC:0001718133-24-000003:0
- 3,450 shares@ US$7.133.8% of flowCommon Shares of Beneficial OwnershipSEC:0001718218-24-000005:1Canonical exit: 8 Aug 2024 (T+90)
- 3,450 shares@ US$7.133.6% of flowCommon Shares of Beneficial OwnershipSEC:0001718133-24-000002:1Canonical exit: 8 Aug 2024 (T+90)
- 3,417 shares@ US$7.1327.5% of flowCommon Shares of Beneficial OwnershipSEC:0001718133-24-000002:0Canonical exit: 7 Aug 2024 (T+90)
- 3,417 shares@ US$7.13100.0% of flowCommon Shares of Beneficial OwnershipSEC:0001718218-24-000005:0Canonical exit: 7 Aug 2024 (T+90)
- 825 shares@ US$7.050.8% of flowCommon Shares of Beneficial OwnershipSEC:0001209191-23-058455:1Canonical exit: 11 Mar 2024 (T+90)
- 825 shares@ US$7.050.9% of flowCommon Shares of Beneficial OwnershipSEC:0001209191-23-058454:1Canonical exit: 11 Mar 2024 (T+90)
- 2,209 shares0Common Shares of Beneficial InterestSEC:0001209191-23-058453:0
- 5,409 shares0Common Shares of Beneficial OwnershipSEC:0001209191-23-058454:0
25 of 180 declarations
About XAI Floating Rate & Alternative Income Trust
XAI Octagon Floating Rate & Alternative Income Term Trust (NYSE: XFLT) is a U.S.-listed closed-end management investment company based in the United States. For French-, Belgian- and Swiss-based investors, it should be viewed primarily as a specialized credit-income vehicle rather than a traditional bond fund. The trust is listed on the NYSE and aims to deliver attractive total return with an emphasis on current income by investing in floating-rate and structured credit instruments. The fund is advised by XA Investments LLC, a Chicago-based alternative investment manager, and sub-advised by Octagon Credit Investors, giving it a dual-manager structure that combines platform/distribution capabilities with dedicated credit expertise. The trust began operations on September 27, 2017. ([xainvestments.com](https://xainvestments.com/xflt/?utm_source=openai))
Strategically, XFLT focuses on dynamically managed exposure to private-credit-related opportunities. Under normal market conditions, it allocates at least 80% of managed assets to floating-rate credit instruments and other structured credit investments, including senior secured loans, CLO debt and CLO equity. That positioning places the trust in a niche within the broader fixed-income universe: it is designed to harvest yield and spread income from less vanilla credit segments, while accepting higher risk around credit quality, liquidity, leverage, and cyclical drawdowns. In other words, it is an income-oriented credit fund with a more opportunistic mandate than a plain-vanilla investment-grade vehicle. ([xainvestments.com](https://xainvestments.com/xflt/?utm_source=openai))
Read moreShow less
The sponsor platform matters. XA Investments is headquartered in Chicago and was founded in April 2016 by the principals of XMS Capital Partners. Octagon Credit Investors serves as the portfolio sub-adviser, which is important because credit selection and portfolio construction are central to performance in this strategy. XFLT therefore benefits from a specialist-manager model: XA provides the fund structure and public-market access, while Octagon brings underwriting and active management expertise in the credit markets. ([xainvestments.com](https://xainvestments.com/wp-content/uploads/2025/10/2024-Proxy-Statement_20240412.pdf?utm_source=openai))
From a geographic standpoint, this is a U.S. product, listed on the NYSE in the United States, and its investment universe is primarily tied to North American credit markets. Its competitive position is not based on scale or broad brand recognition, but on its ability to offer listed access to alternative credit exposures that are generally harder for retail investors to access directly. The trust’s investor page also highlighted, as of May 6, 2026, a closing price of $19.00, NAV of $23.58, and a discount of about 19.42%, with a current distribution rate of 14.21%. Those figures are useful as market-context indicators, although they should be read in conjunction with the fund’s risk profile and NAV volatility. ([xainvestments.com](https://xainvestments.com/xflt/?utm_source=openai))
Recent corporate and fund-level developments have included a 2024 transaction involving convertible preferred shares, portfolio-management changes announced in early 2024, and continued monthly distribution announcements and investor-webinar activity throughout 2025 and 2026. Shareholders also approved important proposals related to the fund’s structure and continued sub-advisory arrangements, reinforcing the trust’s ongoing evolution as a listed credit-income vehicle. For investors, XFLT is best understood as a high-yield, floating-rate, publicly traded U.S. credit fund with meaningful income appeal but also elevated sensitivity to the credit cycle. ([businesswire.com](https://www.businesswire.com/news/home/20240610307692/en/XAI-Octagon-Floating-Rate-Alternative-Income-Trust-Announces-Agreement-for-Private-Placement-of-Convertible-Preferred-Shares?utm_source=openai))
Recent ranked signals in the same sector
Purchases our model currently ranks for the recommendations list.
All recommendations
