Theodore J. Brombach

Theodore J. Brombach (chief executive) discloses dealings in 3 companies, chiefly XAI Floating Rate & Alternative Income Trust, AirJoule Technologies Corp. and Octagon XAI CLO Income Fund. Between 26 September 2018 and 1 June 2026, the trades on record add up to 33 filings.

On the open market, the record shows 18 purchases worth €334k and 8 sales worth €31k. No amount is published for 2 filings, which the totals therefore leave out. Buying on the open market means paying the going price with one's own funds, a different act from receiving shares as pay. Outside the open market, there are 1 option exercise. So far in 2026, the count stands at 2 purchases and no sales.

In size, the median ticket on the buying side is €4,494. 10 out of 10 purchases came within 30 days of a purchase by at least one other insider of the same company. A cluster is several different insiders buying the same stock within a short window, a pattern studied more closely than a single purchase. For 6 purchases whose 90-day window has closed, the share price was higher on day 90 than the day after publication in 83% of cases, with a median move of +2.7%. Past outcomes like these are no guarantee of what comes next.

On 10 June 2026 came the latest disclosure, an open-market purchase in Octagon XAI CLO Income Fund. Typically, a trade is published a median of 2 days after it takes place. The legal deadline for a Form 4 is two business days after the transaction. These figures are compiled from regulatory filings published by SEC (Form 4). They describe what insiders did and are not a recommendation.