InsidersTradesSigma
Total declarations
Companies
▲ Purchases (13 ops.)
▼ Sales (0 ops.)
Insider track record
CEODisclosed buys
13
Disclosed sells
0
T+90 hit rate
67%
T+90 mean return
-8.4%
Across 3 buy signals with a settled T+90 return. Return basis: close on the day after publication.
Signal history
Browse the detailed record of transactions filed by Brombach Theodore J, Chairman & CEO. Director active across 4 companies, notably XAI Octagon Floating Rate & Alternative Income Term Trust. Aggregated, 20 reports have been published. Breakdown: 13 buys · 0 sell. Total volume traded: €520k. Activity tracked since 21 July 2021. The latest transaction was disclosed on 1 June 2026 (Acquisition). Regulator: SEC (Form 4). The full history is openly available.
Declarations20 total
100,000 shares05.75% Series 2027 Term Preferred SharesSEC:0001718218-26-000001:0
Ideal exit: 26 Feb 2027 (T+270)
200,000 shares05.75% Series 2027 Term Preferred SharesSEC:0001718218-26-000001:1
Ideal exit: 26 Feb 2027 (T+270)
7,811 shares0Common Shares of Beneficial OwnershipSEC:0001718218-25-000003:0
6,052 shares0Common Shares of Beneficial OwnershipSEC:0001718218-25-000001:0
3,481,337 shares0Class A Common StockSEC:0001213900-24-089407:0
6,827,969 shares0Class A Common StockSEC:0001213900-24-080014:0
162,059 shares0Class A Common StockSEC:0001013762-24-001762:0
▲
3,417 shares@ US$7.13100.0% of flowCommon Shares of Beneficial OwnershipSEC:0001718218-24-000005:0
Ideal exit: 3 Feb 2025 (T+270)
6,827,969 sharesClass A Common StockSEC:0001213900-24-024486:0
5,409 shares0Common Shares of Beneficial OwnershipSEC:0001209191-23-058454:0
▲
6,000 shares@ US$6.897.7% of flowCommon Shares of Beneficial OwnershipSEC:0001209191-23-057633:0
Ideal exit: 31 Aug 2024 (T+270)
▲
289 shares@ US$7.080.4% of flowCommon Shares of Beneficial OwnershipSEC:0001209191-23-055460:0
Ideal exit: 9 Aug 2024 (T+270)
▲
3,050 shares@ US$6.674.0% of flowCommon Shares of Beneficial OwnershipSEC:0001718218-22-000006:0
Ideal exit: 8 Aug 2023 (T+270)
▲
891 shares@ US$6.631.2% of flowCommon Shares of Beneficial OwnershipSEC:0001718218-22-000005:0
Ideal exit: 7 Aug 2023 (T+270)
▲
100 shares@ US$6.380.1% of flowCommon Shares of Beneficial OwnershipSEC:0001718218-22-000004:0
Ideal exit: 5 Aug 2023 (T+270)
▲
100 shares@ US$6.380.1% of flowCommon Shares of Beneficial OwnershipSEC:0001718218-22-000003:0
Ideal exit: 5 Aug 2023 (T+270)
▲
412 shares@ US$6.350.5% of flowCommon Shares of Beneficial OwnershipSEC:0001718218-22-000002:0
Ideal exit: 31 Jul 2023 (T+270)
▲
412 shares@ US$6.350.5% of flowCommon Shares of Beneficial OwnershipSEC:0001718218-22-000001:0
Ideal exit: 31 Jul 2023 (T+270)
▲
29,500 shares@ US$8.5042.7% of flowCommon Shares of Beneficial InterestSEC:0001718218-21-000001
Ideal exit: 17 Apr 2022 (T+270)
▲
29,500 shares@ US$8.500.053% mcap50.0% of flowCommon Shares of Beneficial InterestSEC:0001718218-21-000001:0
Ideal exit: 17 Apr 2022 (T+270)
20 of 20 declarations
About Brombach Theodore J
Brombach Theodore J is President & CEO of XAI Octagon Floating Rate & Alternative Income Term Trust. In this role, he is responsible for the strategic direction and oversight of the company's operations. His experience in the financial sector enables him to contribute to growth and innovation. Theodore is committed to achieving organizational goals and strengthening XAI Octagon's market position.
