Latest filing published 26 Oct 2026 for XAI Floating Rate & Alternative Income Trust, €15k.
Filing timeline
BuySaleInsider track record
Closed purchases
Based on 48 purchases whose 90-day window has closed (published at least 91 days ago), the same population our ranking model reads.
Purchases by company
Since each purchase
- -11.7%Entry US$19.15 · Close 22 Oct 2026 US$16.91
- -41.6%Entry US$31.95 · Close at T+365 US$18.65
- -40.2%Entry US$32.00 · Close at T+365 US$19.15
- +0.0%Entry US$0.00 · Close at T+365 US$0.00
- -30.7%Entry US$33.20 · Close at T+365 US$23.00
Entry is the close on the day after publication, the first price a reader could act on. Prices in the listing currency. Past moves are not a forecast.
John Yogi Spence: trading record in brief
John Yogi Spence, listed as chief executive, has filed trades across 5 companies (mainly through SEC (Form 4)), most often in XAI Floating Rate & Alternative Income Trust, AirJoule Technologies Corp. and Octagon XAI CLO Income Fund. The record holds 109 filings, for trades running from 22 December 2017 to 23 October 2026.
In open-market terms, that means 73 purchases worth €903k on one side and 28 sales worth €198k on the other. The totals do not cover 4 filings with an undisclosed amount. Open-market purchases are the filings investors watch most closely, because the insider pays for the shares out of pocket. Since January 2026: 4 purchases and no sales on the market.
In size, the median ticket on the buying side is €7,009. 22 out of 56 purchases came within 30 days of a purchase by at least one other insider of the same company. When several insiders buy within a few weeks of each other, analysts speak of a cluster purchase. For 48 purchases whose 90-day window has closed, the share price was higher on day 90 than the day after publication in 46% of cases, with a median move of -0.5%. This is a record of the past, not a forecast.
On 26 October 2026 came the latest disclosure, an open-market purchase for €15k in XAI Floating Rate & Alternative Income Trust. Between a trade and the moment it shows up on SEC (Form 4), the median delay is 1 day. For comparison, the SEC allows two business days to file a Form 4. These figures are compiled from regulatory filings published by SEC (Form 4). They describe what insiders did and are not a recommendation.
Companies and markets linked to John Yogi Spence
Open company profiles for insider transactions, fundamentals and analyst consensus when available.
- 1,000 shares@ US$16.50Common Shares of Beneficial OwnershipSEC:0001718133-26-000006:0Canonical exit: 21 Jan 2027 (T+90)
- 2,000 shares@ US$17.070.013% mcap4.5% of flowCommon Shares of Beneficial OwnershipSEC:0001718133-26-000005:0Canonical exit: 19 Jan 2027 (T+90)
- 10,388.315 shares@ US$9.6263100.0% of flowClass I Shares of Beneficial OwnershipSEC:0001718133-26-000004:0Canonical exit: 30 Nov 2026 (T+90)
- 5,000 shares@ US$3.9020.1% of flowCommon Shares of Beneficial OwnershipSEC:0001718133-26-000001:0Canonical exit: 20 May 2026 (T+90)
- 7,811 shares0Common Shares of Beneficial OwnershipSEC:0001718133-25-000011:0
- 2,000 shares@ US$6.3814.8% of flowCommon Shares of Beneficial OwnershipSEC:0001718133-25-000006:0Canonical exit: 22 May 2025 (T+90)
- 3,000 shares@ US$6.409722.4% of flowCommon Shares of Beneficial OwnershipSEC:0001718133-25-000005:0Canonical exit: 20 May 2025 (T+90)
- 6,052 shares0Common Shares of Beneficial OwnershipSEC:0001718133-25-000004:0
- 967.12 shares@ US$25.85Class A SharesSEC:0001718133-25-000001:1Canonical exit: 31 Mar 2025 (T+90)
- 59.195 shares@ US$25.34100.0% of flowClass I SharesSEC:0001718133-25-000001:0Canonical exit: 31 Mar 2025 (T+90)
- 2,000 shares@ US$6.5015.3% of flowCommon Shares of Beneficial OwnershipSEC:0001718133-24-000007:0Canonical exit: 19 Mar 2025 (T+90)
- 500 shares@ US$6.6019.9% of flowCommon Shares of Beneficial OwnershipSEC:0001718133-24-000006:1Canonical exit: 19 Mar 2025 (T+90)
- 2,000 shares@ US$6.63100.0% of flowCommon Shares of Beneficial OwnershipSEC:0001718133-24-000006:0Canonical exit: 19 Mar 2025 (T+90)
- 3,481,337 shares0Class A Common StockSEC:0001213900-24-089409:2
- 746,694 shares0Class A Common StockSEC:0001213900-24-089409:3
- 153,626 shares0Class A Common StockSEC:0001213900-24-089409:4
- 5,882 shares@ US$8.5033.2% of flowClass A Common StockSEC:0001213900-24-089409:1Canonical exit: 18 Dec 2024 (T+90)
- 11,765 shares@ US$8.50100.0% of flowClass A Common StockSEC:0001213900-24-089409:0Canonical exit: 17 Dec 2024 (T+90)
- 6,000 shares0Common Shares of Beneficial OwnershipSEC:0001718133-24-000003:0
- 3,450 shares@ US$7.133.6% of flowCommon Shares of Beneficial OwnershipSEC:0001718133-24-000002:1Canonical exit: 8 Aug 2024 (T+90)
- 3,417 shares@ US$7.1327.5% of flowCommon Shares of Beneficial OwnershipSEC:0001718133-24-000002:0Canonical exit: 7 Aug 2024 (T+90)
- 825 shares@ US$7.050.8% of flowCommon Shares of Beneficial OwnershipSEC:0001209191-23-058455:1Canonical exit: 11 Mar 2024 (T+90)
- 5,409 shares0Common Shares of Beneficial OwnershipSEC:0001209191-23-058455:0
- 6,000 shares@ US$6.8940.3% of flowCommon Shares of Beneficial OwnershipSEC:0001209191-23-057634:0Canonical exit: 4 Mar 2024 (T+90)
- 289 shares@ US$7.082.0% of flowCommon Shares of Beneficial OwnershipSEC:0001209191-23-055461:0Canonical exit: 11 Feb 2024 (T+90)
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