Latest filing published 02 Oct 2019 for Brookfield Oaktree Holdings, LLC. Read the official filing
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Wayne G. Pierson discloses dealings in Brookfield Oaktree Holdings, LLC to SEC (Form 4). The record holds 5 filings, for trades running from 31 March 2016 to 30 September 2019.
None of the filings is a plain purchase or sale on the open market; they cover grants, option exercises and other movements. Grants and option exercises follow pay plans set in advance, so they reveal less about an insider's own view than a purchase made with personal money.
The record was last updated on 2 October 2019 with a transaction in Brookfield Oaktree Holdings, LLC. Between a trade and the moment it shows up on SEC (Form 4), the median delay is 2 days. The legal deadline for a Form 4 is two business days after the transaction. These figures are compiled from regulatory filings published by SEC (Form 4). They describe what insiders did and are not a recommendation.
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