Seth Taube

Seth Taube has filed trades across 2 companies (mainly through SEC (Form 4)), most often in PhenixFIN Corp and Sierra Total Return Fund. We count 97 filings; the first trade dates from 12 August 2016 and the latest from 28 October 2019.

The open-market side counts 95 purchases for €48.1M alongside 2 sales. The totals do not cover 2 filings with an undisclosed amount. Buying on the open market means paying the going price with one's own funds, a different act from receiving shares as pay. Since January 2019: no purchases and 2 sales on the market.

A typical purchase (the median) is worth €543k. 95 out of 95 purchases came within 30 days of a purchase by at least one other insider of the same company. Such overlaps are known as a cluster signal: distinct people reaching the same decision at about the same time. For 94 purchases whose 90-day window has closed, the share price was higher on day 90 than the day after publication in 49% of cases, with a median move of -0.4%. These figures describe past trades and do not predict future prices.

The latest filing, published on 29 October 2019, reports an open-market sale in PhenixFIN Corp. The clock since the last published purchase (12 July 2017) now reads 3,390 days. Between a trade and the moment it shows up on SEC (Form 4), the median delay is 1 day. The legal deadline for a Form 4 is two business days after the transaction. These figures are compiled from regulatory filings published by SEC (Form 4). They describe what insiders did and are not a recommendation.