Saul B. Rosenthal

Filings by Saul B. Rosenthal span 3 companies, the busiest being Oxford Square Capital Corp., Oxford Lane Capital Corp. and Oxford Park Income Fund, Inc. The record holds 158 filings, for trades running from 5 May 2016 to 17 December 2024.

Every open-market trade on record is a purchase: 156 purchases worth €50.0M, and no sale. Buying on the open market means paying the going price with one's own funds, a different act from receiving shares as pay. The rest of the record consists of 1 share grant. Since January 2024: 5 purchases and no sales on the market.

In size, the median ticket on the buying side is €26k. On 149 out of 154 purchases, another insider of the same company was buying within the same 30 days. Such overlaps are known as a cluster signal: distinct people reaching the same decision at about the same time.

The latest filing, published on 17 December 2024, reports an open-market purchase of €14.3M in Oxford Lane Capital Corp. The median gap between a trade and its publication by SEC (Form 4) is 1 day. Section 16 rules allow two business days to file each Form 4. This summary is built from SEC (Form 4) disclosures alone and does not predict where the share price will go.