Latest filing published 14 Nov 2017 for Prospect Capital CORP, €2,464.
Filing timeline
BuySaleInsider track record
Closed purchases
Based on 30 purchases whose 90-day window has closed (published at least 91 days ago), the same population our ranking model reads.
Purchases by company
Since each purchase
- +8.5%Entry US$6.38 · Close at T+365 US$6.92
- +8.8%Entry US$6.84 · Close at T+365 US$7.44
- -19.0%Entry US$8.17 · Close at T+365 US$6.62
- -19.6%Entry US$8.23 · Close at T+365 US$6.62
- -26.9%Entry US$9.04 · Close at T+365 US$6.61
Entry is the close on the day after publication, the first price a reader could act on. Prices in the listing currency. Past moves are not a forecast.
Brian H. Oswald: trading record in brief
Brian H. Oswald is a declared insider of Prospect Capital Corp, with filings sourced from SEC (Form 4). In total, 32 filings cover trades dated from 20 November 2008 to 10 November 2017.
Every open-market trade on record is a purchase: 30 purchases worth €4.3M, and no sale. Open-market purchases are the filings investors watch most closely, because the insider pays for the shares out of pocket. In 2017 alone, the filings show 8 purchases and no sales.
A typical purchase (the median) is worth €42k. 10 out of 11 purchases came within 30 days of a purchase by at least one other insider of the same company. When several insiders buy within a few weeks of each other, analysts speak of a cluster purchase. For 30 purchases whose 90-day window has closed, the share price was higher on day 90 than the day after publication in 53% of cases, with a median move of +2.2%. These figures describe past trades and do not predict future prices.
Most recently, on 14 November 2017, the filings show an open-market purchase worth €170k in Prospect Capital Corp. Filings reach the SEC (Form 4) feed a median of 2 days after the trade. Section 16 rules allow two business days to file each Form 4. Source: insider filings from SEC (Form 4). Past trades are no guide to future returns.
Companies and markets linked to Brian H. Oswald
Open company profiles for insider transactions, fundamentals and analyst consensus when available.
- 500 shares@ US$5.740.3% of flowCOMMON STOCKSEC:0001171843-17-007000:0Canonical exit: 8 Feb 2018 (T+90)
- 34,500 shares@ US$5.7519.9% of flowCOMMON STOCKSEC:0001171843-17-007000:1Canonical exit: 8 Feb 2018 (T+90)
- 3,373 shares@ US$6.692.2% of flowCOMMON STOCKSEC:0001171843-17-005417:0Canonical exit: 30 Nov 2017 (T+90)
- 46,627 shares@ US$6.7330.8% of flowCOMMON STOCKSEC:0001171843-17-005417:1Canonical exit: 30 Nov 2017 (T+90)
- 4,453 shares@ US$8.053.9% of flowCOMMON STOCKSEC:0001171843-17-003120:0Canonical exit: 10 Aug 2017 (T+90)
- 5,000 shares@ US$8.104.4% of flowCOMMON STOCKSEC:0001171843-17-003081:0Canonical exit: 9 Aug 2017 (T+90)
- 5,547 shares@ US$8.054.8% of flowCOMMON STOCKSEC:0001171843-17-003081:1Canonical exit: 9 Aug 2017 (T+90)
- 25,000 shares@ US$9.3125.3% of flowCOMMON STOCKSEC:0001171843-17-001684:0Canonical exit: 18 Jun 2017 (T+90)
- 6,000 shares0COMMON STOCKSEC:0001171843-16-013812:0
- 29,000 shares0COMMON STOCKSEC:0001171843-16-013771:0
- 5,000 shares@ US$8.184.5% of flowCOMMON STOCKSEC:0001171843-16-013643:0Canonical exit: 14 Mar 2017 (T+90)
- 4,000 shares@ US$7.853.3% of flowCOMMON STOCKSEC:0001171843-16-012164:0Canonical exit: 12 Dec 2016 (T+90)
- 1,000 shares@ US$7.850.8% of flowCOMMON STOCKSEC:0001171843-16-012153:0Canonical exit: 11 Dec 2016 (T+90)
- 10,000 shares@ US$6.30COMMON STOCKSEC:0001102624-15-001816:0Canonical exit: 13 Mar 2016 (T+90)
- 25,000 shares@ US$6.77COMMON STOCKSEC:0001102624-15-001769:0Canonical exit: 8 Mar 2016 (T+90)
- 65,000 shares@ US$7.27COMMON STOCKSEC:0001102624-15-000943:0Canonical exit: 7 Sept 2015 (T+90)
- 63,500 shares@ US$8.35COMMON STOCKSEC:0001102624-14-002013:0Canonical exit: 9 Mar 2015 (T+90)
- 162,500 shares@ US$9.12COMMON STOCKSEC:0001102624-14-001988:0Canonical exit: 2 Mar 2015 (T+90)
- 1,000 shares@ US$10.45COMMON STOCKSEC:0001102624-14-001414:0Canonical exit: 25 Nov 2014 (T+90)
- 26,300 shares@ US$10.40COMMON STOCKSEC:0001102624-14-001414:1Canonical exit: 25 Nov 2014 (T+90)
- 30,000 shares@ US$10.25Common StockSEC:0001102624-14-000968:0Canonical exit: 10 Sept 2014 (T+90)
- 21,700 shares@ US$10.45COMMON STOCKSEC:0001102624-13-000753:0Canonical exit: 18 Sept 2013 (T+90)
- 18,860 shares@ US$10.15Common StockSEC:0001102624-12-000943:0Canonical exit: 14 Feb 2013 (T+90)
- 640 shares@ US$10.14Common StockSEC:0001102624-12-000943:1Canonical exit: 14 Feb 2013 (T+90)
- 23,352 shares@ US$11.69COMMON STOCKSEC:0001102624-12-000729:0Canonical exit: 5 Dec 2012 (T+90)
25 of 32 declarations