G. Peter Obrien

G. Peter Obrien, listed as board member, has filed trades across 4 companies (mainly through SEC (Form 4)), most often in Oxford Square Capital Corp., Royce Small-Cap Trust, Inc. and Royce Global Trust, Inc. Over a trading history stretching from 17 August 2007 to 23 July 2021, the count stands at 17 filings.

Purchases make up the whole of the open-market record (14 purchases, €132k). A purchase on the market is a deliberate choice to commit personal money, which is why it draws more attention than a grant. Besides market trades, the filings include 2 share grants. Since January 2021: 3 purchases and no sales on the market.

Half of the purchases are above €8,019 and half below. 1 out of 4 purchases came within 30 days of a purchase by at least one other insider of the same company. When several insiders buy within a few weeks of each other, analysts speak of a cluster purchase.

The newest entry dates from 26 July 2021: an open-market purchase of €4,224, in Royce Micro-Cap Trust, Inc. Between a trade and the moment it shows up on SEC (Form 4), the median delay is 3 days. For comparison, the SEC allows two business days to file a Form 4. Source: insider filings from SEC (Form 4). Past trades are no guide to future returns.