Thomas W. Brock

Thomas W. Brock has filed trades across 4 companies (mainly through SEC (Form 4)), most often in Liberty ALL Star Equity Fund, Silver Bay Realty Trust Corp. and Virtus Stone Harbor Emerging Markets Income Fund. Over a trading history stretching from 11 September 2006 to 2 December 2020, the count stands at 29 filings.

The open-market side counts 21 purchases for €680k alongside 1 sale for €13k. The net balance comes to €666k on the buying side. Unlike grants, an open-market purchase is paid for by the insider, at the market price. Outside the open market, there are 6 share grants. So far in 2020, the count stands at 4 purchases and 1 sale.

In size, the median ticket on the buying side is €17k. On 1 out of 8 purchases, another insider of the same company was buying within the same 30 days. Purchases made close together by different insiders form what is called a cluster. Looking at 20 purchases old enough to measure, the stock rose over the following 90 days in 80% of cases; the median change was +3.3%. These figures describe past trades and do not predict future prices.

The latest filing, published on 2 December 2020, reports an open-market purchase of €28k in Liberty ALL Star Equity Fund. Typically, a trade is published a median of 1 day after it takes place. The legal deadline for a Form 4 is two business days after the transaction. This summary is built from SEC (Form 4) disclosures alone and does not predict where the share price will go.