No insider purchase over the last 90 days. The latest, by Staggs Joe David JR, was filed 13 Sept 2022.
SWK Holdings Corp, classified in the Finance & Banking sector, is a listed company. Its insiders report their share dealings to SEC (Form 4). Over the twelve months to 22 October 2026, 10 filings were filed, from 1 insider.
Not one of the filings records a straightforward purchase or sale on the market. Because grants and exercises are largely decided by remuneration plans, they are not counted as purchases here.
Across the 3,171 companies tracked on its exchange, the median is 24 filings; at 10 filings, this issuer sits below that mark. The full history, which starts in 2016, counts 13 purchases against no sales. In its latest annual report filed with the SEC (10-K, fiscal year ended 31 December 2025), the company reported revenue of 41.5 m USD and net income of -2.5 m USD, with a dividend of 4.00 USD per share.
There has been no open-market purchase by an insider of SWK Holdings Corp for at least a year. Between a trade and the moment it shows up on SEC (Form 4), the median delay is 2 days. Section 16 rules allow two business days to file each Form 4.
Source: insider filings from SEC (Form 4). Past trades are no guide to future returns.
This score ranks the purchase within its own market. A position size is suggested only on the venues of the backtested strategy universe; elsewhere, signals stay on watch. Not investment advice.
FY ended December 2025 · cache
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SWK Holdings Corp. is a U.S.-based company listed in the United States on the NASDAQ market under the ticker SWKHL, and its corporate home is in the United States. For French-speaking investors, the company should be viewed primarily as a specialty finance platform rather than a traditional bank or mainstream asset manager. It was incorporated in July 1996 in California and later reincorporated in Delaware in September 1999. According to its SEC filings, SWK shifted in July 2012 toward a specialty finance and asset management strategy, which represents the key strategic inflection point in its modern history.
At its core, SWK Holdings focuses on finance receivables and related specialty lending activities. The company’s business model has centered on providing tailored capital solutions to companies that often do not fit neatly into conventional bank lending channels. In practical terms, that means structuring financings around specific assets, royalties, receivables, and other credit opportunities where disciplined underwriting and transaction design are critical. This is a niche model within the broader U.S. financial sector, and it positions SWK as a non-bank source of capital for borrowers that may need flexible, structured financing.
Competitively, SWK operates in a segment where scale matters, but specialization matters just as much. Its differentiation is driven by the ability to source idiosyncratic opportunities, assess risk carefully, and structure transactions that balance yield and downside protection. Compared with larger private credit firms or diversified alternative asset managers, SWK is smaller and more focused, but that narrower scope can also be an advantage when dealing with complex or off-the-run financing opportunities. The company’s operating footprint remains concentrated in the United States, with headquarters in Dallas, Texas.
Recent SEC disclosures are particularly important for investors following the stock. On October 9, 2025, SWK Holdings entered into an agreement and plan of merger with Runway Growth Finance Corp., a transaction that could materially reshape the company if completed. In addition, the company disclosed in 2025 a sale of the majority of its royalty portfolio for roughly $34 million, which suggests ongoing portfolio management and balance-sheet optimization. For equity investors, SWKHL remains a niche U.S. financial name whose investment case is best assessed through execution quality, asset quality, and the strategic outcome of corporate actions such as the proposed merger.
| Fiscal year end | Revenue | Net income | Diluted EPS | Dividend per share | Filing |
|---|---|---|---|---|---|
| Dec 2025 | 41.5 m USD | -2.5 m USD | -0.21 USD | 4.00 USD | 10-K |
| Dec 2024 | 45.0 m USD | 13.5 m USD | 1.09 USD | n.d. | 10-K |
| Dec 2023 | 37.8 m USD | 15.9 m USD | 1.25 USD | n.d. | 10-K |
| Dec 2022 | 41.5 m USD | 13.5 m USD | 1.05 USD | n.d. | 10-K |
| Dec 2021 | 56.2 m USD | 25.9 m USD | 2.02 USD | n.d. | 10-K |
Amounts in USD, as filed (forms 10-K, 20-F or 40-F). Source: SEC EDGAR.