InsidersTradesSigma
COWEN INC. Stock: price and management transactions · United States · SEC (Form 4)
Follow the COWEN INC. share price and the full directors' dealings record of the company, a publicly traded company based in United States. Shares are listed on US US, under the oversight of SEC (Form 4). Operating in the Finance & Banking sector, COWEN INC. has published 102 public disclosures. The latest transaction was disclosed on 1 March 2023 (Disposition). Among the most active insiders: SOLOMON JEFFREY M. Every trade is free.
102
Insider Decl.
0
Thresholds
€2m
4 ops.
Buy Volume
€59m
28 ops.
Sell Volume
30Σ signal
Informational score on this market. Our backtest validates the signal only on 8 EU venues; elsewhere (notably US markets) insider buys historically invert or do not hold. Not a recommendation.
Sigma AI Analysis
Fundamental view, insider signal, bull and bear case, synthesis.
AI-generated analysis. Opinion, not investment advice. Not backtested. Built from public filings and financials. No price target, no buy or sell recommendation.
Last declaration on 1 March 2023
Declarations102 total
13,547 shares@ US$39.00100.0% of flowClass A Common StockSEC:0001415889-23-003614:0
72,384 shares@ US$39.00100.0% of flowClass A Common StockSEC:0001415889-23-003615:0
220,131 shares@ US$39.0086.3% of flowClass A Common StockSEC:0001415889-23-003605:0
8,000 shares@ US$39.00100.0% of flowClass A Common StockSEC:0001415889-23-003613:0
15,664 shares@ US$39.00100.0% of flowClass A Common StockSEC:0001415889-23-003611:0
603,687 shares@ US$39.0075.6% of flowClass A Common StockSEC:0001415889-23-003608:0
12,007 shares@ US$39.00100.0% of flowClass A Common StockSEC:0001415889-23-003610:0
257,055 shares@ US$39.0088.7% of flowClass A Common StockSEC:0001415889-23-003606:0
2,500 shares@ US$39.00100.0% of flowClass A Common StockSEC:0001415889-23-003628:0
199,292 shares@ US$39.0086.5% of flowClass A Common StockSEC:0001415889-23-003607:0
30,000 shares@ US$39.0057.9% of flowClass A Common StockSEC:0001415889-23-003612:0
69,944 shares@ US$39.0074.3% of flowClass A Common StockSEC:0001415889-23-003609:0
100,000 shares0Class A Common StockSEC:0001415889-22-012883:0
5,000 shares0Class A Common StockSEC:0001415889-22-012882:0
40,000 shares0Class A Common StockSEC:0001415889-22-012275:0
22,426 shares@ US$38.592.8% of flowClass A Common StockSEC:0001415889-22-012065:0
2,861 shares@ US$38.461.3% of flowClass A Common StockSEC:0001415889-22-009346:0
2,393 shares@ US$38.460.9% of flowClass A Common StockSEC:0001415889-22-009343:0
23,753 shares@ US$38.463.1% of flowClass A Common StockSEC:0001415889-22-009349:0
2,590 shares@ US$38.461.1% of flowClass A Common StockSEC:0001415889-22-009340:0
5,524 sharesClass A Common StockSEC:0001415889-22-009219:0
7,672 sharesClass A Common StockSEC:0001415889-22-009220:0
8,184 sharesClass A Common StockSEC:0001415889-22-009218:0
10,230 sharesClass A Common StockSEC:0001415889-22-009223:0
5,115 sharesClass A Common StockSEC:0001415889-22-009217:0
25 of 102 declarations
About COWEN INC.
Cowen Inc. (ticker: COWN) was a U.S.-listed financial services company traded on NASDAQ in the United States before its acquisition by TD Bank Group, which was completed on March 1, 2023. For investors, Cowen was not a retail bank; it was a specialized institutional financial platform focused on investment banking, capital markets, and market-facing services. The company was formed in 2009 as a Delaware corporation and was headquartered in New York City at 599 Lexington Avenue. ([sec.gov](https://www.sec.gov/Archives/edgar/data/1466538/000146653822000036/cown-20211231.htm?utm_source=openai)) Cowen’s business model was built around a set of complementary franchise lines: mergers and acquisitions advisory, equity and debt capital raising, equity research, sales and trading, prime brokerage, global clearing, securities financing, commission management, and investment management. That mix allowed the firm to serve growth-oriented companies, institutional investors, hedge funds, and other market participants that needed sophisticated access to public and private capital markets. The group operated through two main segments, the Operating Company and the Asset Company. ([sec.gov](https://www.sec.gov/Archives/edgar/data/1466538/000146653822000036/cown-20211231.htm?utm_source=openai)) Competitively, Cowen positioned itself as a focused mid-sized specialist rather than a universal bulge-bracket bank. Its value proposition centered on sector expertise, research depth, and the ability to combine advisory, distribution, and execution for institutional clients. This made it particularly relevant in segments where investors value differentiated insight more than raw balance-sheet scale. In its 2021 annual report, Cowen said it employed 1,534 people, with most staff in the United States and additional employees in Europe and Hong Kong, indicating a meaningful international footprint anchored in the U.S. market. ([sec.gov](https://www.sec.gov/Archives/edgar/data/1466538/000146653822000036/cown-20211231.htm?utm_source=openai)) Historically, Cowen grew out of earlier investment-management and brokerage franchises and was restructured under the Cowen Inc. name in 2009. Its New York base reinforced its identity as a Wall Street institution with a strong institutional-investor orientation. The most important recent development is the transaction with TD: once the deal closed, Cowen’s operating franchise was folded into TD Securities and became TD Cowen. For analysts, that means COWN is now primarily a legacy listed name, but its business mix and client franchise remain relevant when assessing the build-out of TD’s U.S. investment banking capabilities. ([stories.td.com](https://stories.td.com/ca/en/news/2023-03-01-td-completes-acquisition-of-cowen-inc.?utm_source=openai))
