A3 Alternative Income Fund: insider trades · United States · SEC (Form 4)

About A3 Alternative Income Fund

A3 Alternative Income Fund is a U.S.-based income-oriented investment vehicle structured as a continuously offered closed-end interval fund and registered with the SEC under the Investment Company Act of 1940. According to SEC filings, the fund was organized as a Delaware statutory trust on May 9, 2019 and commenced operations on October 1, 2019. It was formerly known as A3 Alternative Credit Fund before adopting the current name A3 Alternative Income Fund. For investors, the core appeal is straightforward: a professionally managed alternative credit product designed to seek regular income while retaining some potential for capital appreciation. The fund is managed by A3 Financial Investments, LLC. ([sec.gov](https://www.sec.gov/Archives/edgar/data/1777529/000139834421023700/fp0070574_ncsr.htm?utm_source=openai)) From an investment strategy perspective, the fund is focused on income-generating assets and on fixed-income opportunities that may offer attractive risk-adjusted returns. SEC disclosure indicates that the portfolio seeks to invest primarily in instruments that can produce stable cash flows and price appreciation potential, while operating as a non-diversified fund. That means portfolio concentration can be higher than in a traditional diversified bond fund, which may increase both upside and downside sensitivity to specific issuers, sectors, or market conditions. The structure and mandate place A3 Alternative Income Fund firmly in the alternative credit segment rather than in plain-vanilla investment-grade fixed income. ([sec.gov](https://www.sec.gov/Archives/edgar/data/1777529/000139834421023700/fp0070574_ncsr.htm?utm_source=openai)) In competitive terms, A3 Alternative Income Fund occupies a niche position within the U.S. retail-accessible alternative income universe. Its interval-fund format and at-least-quarterly distributions make it relevant for income-focused investors, but the limited liquidity profile is a key feature rather than a drawback hidden in the fine print. This is the kind of product that tends to appeal to investors who understand credit selection, valuation complexity, and the trade-off between yield and liquidity. Because it is a U.S. fund tied to the United States market and filed with the SEC, it should be assessed within the American regulatory framework rather than through a European UCITS lens. ([sec.gov](https://www.sec.gov/Archives/edgar/data/1777529/000139834421023700/fp0070574_ncsr.htm?utm_source=openai)) Geographically, SEC records reference a principal office in Denver, Colorado 80206, confirming the fund’s U.S. footprint. That detail matters for investors comparing cross-border fund structures, because the governance, disclosure cadence, and investor protections follow U.S. securities-regulatory standards. Recent notable milestones visible in the public record include the name change from A3 Alternative Credit Fund, the launch of operations in 2019, and its continued positioning around alternative credit and income generation. No major recent corporate event is clearly established in the public materials reviewed beyond that ongoing evolution, so the most accurate characterization is that of a specialized U.S. income fund with a credit-alternative mandate and a risk profile that merits careful due diligence. ([sec.gov](https://www.sec.gov/Archives/edgar/data/1777529/000139834421023700/fp0070574_ncsr.htm?utm_source=openai))