Thomas J. Perna

This profile gathers the share dealings of Thomas J. Perna across 2 companies, led by Broadridge Financial Solutions, Inc. and Pioneer TAX Advantaged Balanced Trust. In total, 84 filings cover trades dated from 13 April 2007 to 5 October 2023.

Both buying and selling appear: 2 purchases worth €102k, against 10 sales worth €9.5M. Netting one side against the other leaves €9.4M of net selling. Buying on the open market means paying the going price with one's own funds, a different act from receiving shares as pay. Other entries cover 63 share grants and 9 option exercises.

On 10 October 2023 came the latest disclosure, a share grant in Broadridge Financial Solutions, Inc. The last insider purchase was made public on 22 August 2011, 5,557 days ago. Between a trade and the moment it shows up on SEC (Form 4), the median delay is 1 day. For comparison, the SEC allows two business days to file a Form 4. Sales are harder to read than purchases, since they often meet personal needs such as tax or diversification. This summary is built from SEC (Form 4) disclosures alone and does not predict where the share price will go.