DJ
D. James Umpleby CEO
FR FR · AMF
Explore the full record of transactions filed by D. James Umpleby. Director active across 1 companies, notably Caterpillar INC. In total, 5 disclosures have been recorded. Total volume traded: €59.8m. The latest transaction was filed on 7 March 2022 (Acquisition). Regulator: AMF. The full history is openly available.
Declarations 5 total
US$26m 130,579 shares @ US$196.70 0.011% mcap 42.9% of flow US1491231015⌘
Option d'achat Acquisition of employee stock units under the Issuer's 2014 Long-Term Incentive2022DD825400 · 7 Mar 2022
Ideal exit: 2 Dec 2022 (T+270) 042,281 shares 0US1491231015⌘
Action New York Stock Exchange, Inc.2022DD820883 · 8 Feb 2022
Ideal exit: 5 Nov 2022 (T+270) 04,495 shares 0US1491231015⌘
Action Bona fide gift not subject to reporting pursuant to Section 17 CFR § 240.16b-5 o2021DD745988 · 7 May 2021
US$34m 155,411 shares @ US$219.76 0.015% mcap 57.1% of flow US1491231015⌘
Employee stock options vest in 1/3 increments on the 1st, 2nd and 3rd Acquisition of employee stock units under the Issuer's 2014 Long-Term Incentive2021DD735506 · 1 Mar 2021
Ideal exit: 26 Nov 2021 (T+270) 059,000 shares 0US1491231015⌘
Action Bona fide gift not subject to reporting pursuant to Section 17 CFR § 240.16b-5 o2021DD733133 · 30 Dec 2020
About D. James Umpleby D. James Umpleby is a director at Caterpillar INC.