Latest filing published 20 Aug 2013 for Hercules Capital, Inc., €247k.
Insider track record
No signal scores available.
Closed purchases
Based on 13 purchases whose 90-day window has closed (published at least 91 days ago), the same population our ranking model reads.
Purchases by company
Since each purchase
- +13.9%Entry US$10.81 · Close at T+365 US$12.31
- +28.1%Entry US$8.86 · Close at T+365 US$11.35
- +7.1%Entry US$10.35 · Close at T+365 US$11.09
- -5.2%Entry US$10.00 · Close at T+365 US$9.48
- +10.9%Entry US$9.46 · Close at T+365 US$10.49
Entry is the close on the day after publication, the first price a reader could act on. Prices in the listing currency. Past moves are not a forecast.
Joseph W. Chow: trading record in brief
Joseph W. Chow discloses dealings in 2 companies, chiefly State Street Corp and Hercules Capital, Inc. The record holds 109 filings, for trades running from 1 March 2006 to 7 August 2013.
On the open market, the record shows 13 purchases worth €377k and 68 sales worth €4.9M. Netting one side against the other leaves €4.5M of net selling. Buying on the open market means paying the going price with one's own funds, a different act from receiving shares as pay. The rest of the record consists of 22 share grants and 6 option exercises.
The median purchase comes to €31k. Ninety days after publication, 13 purchases show a median change of -0.6%, with the price up in 46% of them. This is a record of the past, not a forecast.
Most recently, on 20 August 2013, the filings show a share grant worth €247k in Hercules Capital, Inc. The clock since the last published purchase (7 March 2012) now reads 5,359 days. The median gap between a trade and its publication by SEC (Form 4) is 1 day. The legal deadline for a Form 4 is two business days after the transaction. A sale on its own says little: insiders also sell to pay tax, fund a purchase or diversify. This summary is built from SEC (Form 4) disclosures alone and does not predict where the share price will go.
Companies and markets linked to Joseph W. Chow
Open company profiles for insider transactions, fundamentals and analyst consensus when available.
- 22,418 shares@ US$14.67Common StockSEC:0001209191-13-041586:0
- 10,000 shares@ US$10.60Common StockSEC:0001209191-13-040134:0
- 5,000 shares@ US$13.40Common StockSEC:0001209191-13-040134:1
- 15,000 shares@ US$10.39Common StockSEC:0001209191-13-040134:2
- 24,810 shares@ US$14.67Common StockSEC:0001209191-13-040134:3
- 5,000 shares@ US$10.44Common Stock, $0.001 par valueSEC:0001209191-12-016601:0Canonical exit: 4 Jun 2012 (T+90)
- 5,000 shares@ US$8.68Common Stock, $0.001 par valueSEC:0001209191-11-046853:0Canonical exit: 5 Dec 2011 (T+90)
- 5,000 shares@ US$10.60Common Stock, $0.001 par valueSEC:0001209191-11-032815:0
- 5,000 shares@ US$10.36Common Stock, $0.001 par valueSEC:0001209191-11-027891:0Canonical exit: 9 Aug 2011 (T+90)
- 5,000 shares@ US$9.96Common Stock, $0.001 par valueSEC:0001209191-10-057470:0Canonical exit: 21 Feb 2011 (T+90)
- 3,493 shares@ US$10.02Common Stock, $0.001 par valueSEC:0001209191-10-050615:0
- 5,000 shares@ US$9.12Common Stock, $0.001 par valueSEC:0001209191-10-035562:0Canonical exit: 21 Sept 2010 (T+90)
- 10,000 shares@ US$4.49Common Stock, $0.001 par valueSEC:0001209191-09-010284:0Canonical exit: 19 May 2009 (T+90)
- 2,000 shares@ US$9.80Common Stock, $0.001 par valueSEC:0001209191-08-052026:0Canonical exit: 14 Dec 2008 (T+90)
- 2,000 shares@ US$9.86Common Stock, $0.001 par valueSEC:0001209191-08-051235:0Canonical exit: 8 Dec 2008 (T+90)
- 1,000 shares@ US$10.22Common Stock, $0.001 par valueSEC:0001209191-08-048331:0Canonical exit: 17 Nov 2008 (T+90)
- 12,736 shares0Common StockSEC:0000093751-08-000068:0
- 5,318 shares@ US$81.71Common StockSEC:0000093751-08-000068:1
- 11,713 shares0Common StockSEC:0000093751-08-000068:2
- 1,725 shares@ US$83.92Common StockSEC:0000093751-08-000040:0
- 25,000 shares@ US$34.64Common StockSEC:0000093751-08-000012:0
- 5,000 shares@ US$81.50Common StockSEC:0000093751-08-000012:1
- 5,000 shares@ US$81.75Common StockSEC:0000093751-08-000012:2
- 5,000 shares@ US$82.00Common StockSEC:0000093751-08-000012:3
- 800 shares@ US$81.77Common StockSEC:0000093751-08-000012:4
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