Nomura Alternative Income Fund Stock: price and insider trades · United States
1 insider bought €12k of shares over the last 90 days, the latest by Rosa Katherine Quick, filed 20 Aug 2026.
Nomura Alternative Income Fund: what insiders have been doing
Nomura Alternative Income Fund belongs to the Finance & Banking sector. Filings by its managers are published through SEC (Form 4). Between 9 November 2025 and 9 November 2026, 1 insider published 4 filings.
No insider sold shares on the market over the period. Instead, the filings list 4 purchases totalling €47k, made by 1 insider. A purchase on the market is a deliberate choice to commit personal money, which is why it draws more attention than a grant. Rosa Katherine Quick filed the largest purchase, €12k, on 20 August 2026.
The most recent open-market purchase was published on 20 August 2026, 80 days ago. The median gap between a trade and its publication by SEC (Form 4) is 2 days. The legal deadline for a Form 4 is two business days after the transaction.
With 4 filings in twelve months, the company is quieter than the median of 19 filings across the 5,814 companies we follow on the same exchange. Since 2024, the database holds 10 purchases and no sales by insiders of the company.
Elsewhere in the same sector, our signals recently picked up insider purchases at First Guaranty Bancshares, Inc. and BCB Bancorp Inc. Source: insider filings from SEC (Form 4). Past trades are no guide to future returns.
Who traded when
BuySaleSince the insiders bought
- +0.0%Entry US$9.67 · Close at T+30 US$9.67
- -1.6%Entry US$9.88 · Close at T+365 US$9.72
Entry is the close on the day after publication, the first price a reader could act on. Prices in the listing currency. Past moves are not a forecast.
This score ranks the purchase within its own market. A position size is suggested only on the venues of the backtested strategy universe; elsewhere, signals stay on watch. Not investment advice.
Financial data
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- 1,421.923 shares@ US$9.6715.1% of flowClass I Common Shares of Beneficial InterestSEC:0001580642-26-005478:0Canonical exit: 16 Nov 2026 (T+90)
- 1,413.155 shares@ US$9.7314.9% of flowClass I Common Shares of Beneficial InterestSEC:0001580642-26-003178:0Canonical exit: 11 Aug 2026 (T+90)
- 1,404.494 shares@ US$9.7914.7% of flowClass I Common Shares of Beneficial InterestSEC:0001580642-26-001073:0Canonical exit: 13 May 2026 (T+90)
- 1,410.256 shares@ US$9.7515.0% of flowClass I Common Shares of Beneficial InterestSEC:0001580642-25-007334:0Canonical exit: 11 Feb 2026 (T+90)
- 887.424 shares@ US$9.869.5% of flowClass I Common Shares of Beneficial InterestSEC:0001580642-25-005189:0Canonical exit: 11 Nov 2025 (T+90)
- 885.628 shares@ US$9.889.7% of flowClass I Common Shares of Beneficial InterestSEC:0001580642-25-003456:0Canonical exit: 31 Aug 2025 (T+90)
- 12,651.822 shares@ US$9.88100.0% of flowClass I Common Shares of Beneficial InterestSEC:0001580642-25-003228:0Canonical exit: 18 Aug 2025 (T+90)
- 882.947 shares@ US$9.9110.7% of flowClass I Common Shares of Beneficial InterestSEC:0001580642-25-001020:0Canonical exit: 14 May 2025 (T+90)
- 871.514 shares@ US$10.0410.5% of flowClass I Common Shares of Beneficial InterestSEC:0001580642-24-006980:0Canonical exit: 11 Feb 2025 (T+90)
- 24,900.398 shares@ US$10.04100.0% of flowClass I Common Shares of Beneficial InterestSEC:0001580642-24-000968:0Canonical exit: 12 May 2024 (T+90)
10 of 10 declarations
About Nomura Alternative Income Fund
Nomura Alternative Income Fund (ticker: NAIFX) is a U.S.-based alternative investment fund available to investors through the American market framework, with SEC reporting and corporate presence tied to the United States. The fund is organized as a Delaware statutory trust, began operations on February 13, 2023, and is managed by Nomura Capital Management LLC, part of the broader Nomura group. Its business address is in New York at 309 West 49th Street, New York, NY 10019, underscoring a clear operational footprint in the United States and proximity to the core U.S. asset-management ecosystem. ([sec.gov](https://www.sec.gov/Archives/edgar/data/1944664/000158064225003612/nomura_ncsr.htm?utm_source=openai))
From an investment standpoint, NAIFX is a non-diversified, continuously offered closed-end fund that operates as an interval fund with limited liquidity. Its primary objective is to maximize risk-adjusted total return, while seeking current income as a secondary objective. For investors, this places the fund in the alternative-income and diversified-yield category rather than in a traditional daily-liquid mutual fund format. The interval fund structure is important: it is designed for portfolios that may include less liquid assets and therefore relies on periodic repurchase windows instead of continuous open-end liquidity. ([sec.gov](https://www.sec.gov/Archives/edgar/data/1944664/000158064225003612/nomura_ncsr.htm?utm_source=openai))
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In terms of core business lines, the fund’s public disclosures show a hybrid approach. It has allocated capital to private opportunities through limited partnership commitments and direct deal participations with third-party asset managers, and it has also held exposure to a collateralized loan obligation (CLO). At the same time, the public-markets sleeve has been described as conservative, with investments in short-duration U.S. Treasury bills and agency mortgage-backed securities. That mix suggests a portfolio construction process aimed at balancing income generation, risk control, and liquidity management. ([sec.gov](https://www.sec.gov/Archives/edgar/data/1944664/000158064224003058/nomura_ncsr.htm?utm_source=openai))
Historically, the product was enabled by SEC exemptive relief and related filings in 2023, which allowed the fund to operate with multiple share classes and an interval-fund structure. Those regulatory approvals were key to bringing the strategy to market in a U.S. registered format. Since launch, the fund has continued to publish annual reports and shareholder communications, reflecting an active compliance and reporting cadence typical of SEC-registered investment companies. ([sec.gov](https://www.sec.gov/rules-regulations/2023/03/nomura-alternative-income-fund-nomura-private-capital-llc?utm_source=openai))
Competitively, NAIFX sits in a segment where manager brand, sourcing capability, underwriting discipline, and liquidity design matter more than simple benchmark replication. The Nomura affiliation provides global financial-brand recognition and institutional infrastructure, while the fund’s structure targets investors seeking non-correlated or less-liquid return streams. Recent filings indicate continued portfolio development, growing subscriptions, and ongoing SEC disclosure activity, all of which are relevant for assessing the fund’s execution and product-market fit in the U.S. alternative-income space. ([sec.gov](https://www.sec.gov/Archives/edgar/data/1944664/000158064225003612/nomura_ncsr.htm?utm_source=openai))
