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Flat Rock Opportunity Fund Stock: price and insider trades · United States

No insider purchase over the last 90 days. The latest, by Ripp Ryan, was filed 10 Apr 2026.

Flat Rock Opportunity Fund: what insiders have been doing

Every trade that managers of Flat Rock Opportunity Fund disclose to SEC (Form 4) is tracked on this page. The company sits in the Finance & Banking sector. The last twelve months, up to 8 November 2026, brought 4 filings signed by 2 insiders.

Only purchases show up on the open market, 4 purchases in all worth €99k, filed by 2 insiders. A purchase on the market is a deliberate choice to commit personal money, which is why it draws more attention than a grant. The buyers include 1 finance chief and 1 senior executive. Biggest ticket of the year: €35k, bought by Ripp Ryan and made public on 1 December 2025.

Across the 3,182 companies tracked on its exchange, the median is 24 filings; at 4 filings, this issuer sits below that mark. Since 2018, the database holds 34 purchases and 1 sale by insiders of the company.

In the case of 1 purchase, another manager of the company was buying within the same 30 days. Purchases made close together by different insiders form what is called a cluster. The last purchase on record was published on 10 April 2026, which is 212 days ago. Filings reach the SEC (Form 4) feed a median of 3 days after the trade. For comparison, the SEC allows two business days to file a Form 4.

In the same sector, recent insider purchases at BAWAG Group AG and Protector Forsikring ASA also feature in our signals. These figures are compiled from regulatory filings published by SEC (Form 4). They describe what insiders did and are not a recommendation.

Insider Decl.
42
Thresholds
n/a
Buy Volume
€3M
34 ops. · all time
Sell Volume
€91,200
1 ops. · all time

Who traded when

BuySale
Ryan Ripp6 buys
Robert Grunewald3 buys
Marshall Durston2 buys
Shiloh R. Bates2 buys

Since the insiders bought

  • Filed 10 Apr 2026 · 212 days ago · €34k
    -7.7%
    Entry US$14.55 · Close 06 Nov 2026 US$13.43
  • Filed 11 Dec 2025 · 332 days ago · €21k
    -17.6%
    Entry US$16.30 · Close 06 Nov 2026 US$13.43
  • Filed 25 Sept 2025 · 409 days ago · €18k
    -19.0%
    Entry US$17.23 · Close at T+365 US$13.96

Entry is the close on the day after publication, the first price a reader could act on. Prices in the listing currency. Past moves are not a forecast.

This score ranks the purchase within its own market. A position size is suggested only on the venues of the backtested strategy universe; elsewhere, signals stay on watch. Not investment advice.

Financial data

· cache

US$13.72
Last declaration on 10 April 2026
Declarations42 total
  • ▲
    CFO, Treasurer and SecretaryExecutives
    40,000 USD24SEC
    2,741.604 shares@ US$14.5912.3% of flowCommon Shares of Beneficial InterestSEC:0001213900-26-042655:0
    Canonical exit: 8 Jul 2026 (T+90)
  • ▲
    DirectorExecutives
    25,000 USD32SEC
    1,532.802 shares@ US$16.3143.7% of flowCommon Shares of Beneficial InterestSEC:0001213900-25-120877:0
    Canonical exit: 9 Mar 2026 (T+90)
  • ▲
    DirectorExecutives

    Same trade as the filing by Marshall Durston, counted once

    25,000 USD32SEC
    1,532.802 shares@ US$16.3143.7% of flowCommon Shares of Beneficial InterestSEC:0001213900-25-120876:0
    Canonical exit: 9 Mar 2026 (T+90)
  • ▲
    CFO, Treasurer and SecretaryExecutives
    10,000 USD25SEC
    614.25 shares@ US$16.283.0% of flowCommon Shares of Beneficial InterestSEC:0001213900-25-116644:1
    Canonical exit: 26 Feb 2026 (T+90)
  • ▲
    CFO, Treasurer and SecretaryExecutives
    40,000 USD26SEC
    2,455.494 shares@ US$16.2912.4% of flowCommon Shares of Beneficial InterestSEC:0001213900-25-116644:0
    Canonical exit: 24 Feb 2026 (T+90)
  • ▲
    Chief Investment OfficerExecutives
    21,213 USD16SEC
    1,234.768 shares@ US$17.186.6% of flowCommon Shares of Beneficial InterestSEC:0001213900-25-091676:0
    Canonical exit: 23 Dec 2025 (T+90)
  • ▲
    CFO, Treasurer and SecretaryExecutives
    30,000 USD26SEC
    1,725.129 shares@ US$17.399.2% of flowCommon Shares of Beneficial InterestSEC:0001213900-25-078501:0
    Canonical exit: 16 Nov 2025 (T+90)
  • ▲
    CEOExecutives
    100,000 USD29SEC
    5,720.824 shares@ US$17.4826.7% of flowCommon Shares of Beneficial InterestSEC:0001213900-25-060344:0
    Canonical exit: 28 Sept 2025 (T+90)
  • ▲
    CEOExecutives
    100,000 USD27SEC
    5,678.592 shares@ US$17.6127.6% of flowCommon Shares of Beneficial InterestSEC:0001213900-25-050183:0
    Canonical exit: 28 Aug 2025 (T+90)
  • ▲
    CEOExecutives
    99,990 USD25SEC
    5,826.923 shares@ US$17.1627.9% of flowCommon Shares of Beneficial InterestSEC:0001213900-25-031141:0
    Canonical exit: 9 Jul 2025 (T+90)
  • ▲
    CFO, Treasurer and SecretaryExecutives
    25,000 USD26SEC
    1,341.202 shares@ US$18.648.3% of flowCommon Shares of Beneficial InterestSEC:0001213900-25-021720:0
    Canonical exit: 4 Jun 2025 (T+90)
  • ▲
    Chief Investment OfficerExecutives
    50,000 USD27SEC
    2,652.52 shares@ US$18.8517.4% of flowCommon Shares of Beneficial InterestSEC:0001213900-25-007873:0
    Canonical exit: 27 Apr 2025 (T+90)
  • ▲
    CFO, Treasurer and SecretaryExecutives
    25,000 USD39SEC
    1,331.913 shares@ US$18.778.7% of flowCommon Shares of Beneficial InterestSEC:0001213900-25-005482:0
    Canonical exit: 17 Apr 2025 (T+90)
  • ▲
    DirectorExecutives
    10,000 USD27SEC
    521.376 shares@ US$19.1819.4% of flowCommon Shares of Beneficial InterestSEC:0001213900-24-111193:0
    Canonical exit: 18 Mar 2025 (T+90)
  • ▲
    DirectorExecutives

    Same trade as the filing by Marshall Durston, counted once

    10,000 USD27SEC
    521.376 shares@ US$19.1819.4% of flowCommon Shares of Beneficial InterestSEC:0001213900-24-111192:0
    Canonical exit: 18 Mar 2025 (T+90)
  • ▲
    Chief Investment OfficerExecutives
    100,000 USD26SEC
    5,254.861 shares@ US$19.0333.5% of flowCommon Shares of Beneficial InterestSEC:0001213900-24-088546:0
    Canonical exit: 14 Jan 2025 (T+90)
  • ▲
    CFO, Treasurer and SecretaryExecutives
    100,000 USD24SEC
    5,254.861 shares@ US$19.0332.8% of flowCommon Shares of Beneficial InterestSEC:0001213900-24-087390:0
    Canonical exit: 9 Jan 2025 (T+90)
  • ▲
    CFO, Treasurer and SecretaryExecutives
    50,000 USD21SEC
    2,649.709 shares@ US$18.8716.4% of flowCommon Shares of Beneficial InterestSEC:0001213900-24-067794:0
    Canonical exit: 7 Nov 2024 (T+90)
  • ▲
    CEOExecutives
    62,000 USD39SEC
    3,266.596 shares@ US$18.9817.8% of flowCommon Shares of Beneficial InterestSEC:0001213900-24-003008:0
    Canonical exit: 9 Apr 2024 (T+90)
  • ▲
    DirectorExecutives
    10,000 USD25SEC
    523.286 shares@ US$19.1118.5% of flowCommon Shares of Beneficial InterestSEC:0001213900-23-099027:0
    Canonical exit: 21 Mar 2024 (T+90)
  • ▲
    DirectorExecutives

    Same trade as the filing by R. Scott Coolidge, counted once

    10,000 USD25SEC
    523.286 shares@ US$19.1118.5% of flowCommon Shares of Beneficial InterestSEC:0001213900-23-099029:0
    Canonical exit: 21 Mar 2024 (T+90)
  • ▲
    Chief Investment OfficerExecutives
    7,384 USD13SEC
    397 shares@ US$18.602.5% of flowCommon Shares of Beneficial InterestSEC:0001213900-23-069547:0
    Canonical exit: 16 Nov 2023 (T+90)
  • ▲
    Chief Investment OfficerExecutives
    1,825 USD13SEC
    93.53 shares@ US$19.510.3% of flowCommon Shares of Beneficial InterestSEC:0001213900-23-014763:1
    Canonical exit: 25 May 2023 (T+90)
  • ▲
    Chief Investment OfficerExecutives
    1,851 USD11SEC
    94.85 shares@ US$19.510.6% of flowCommon Shares of Beneficial InterestSEC:0001213900-23-014763:0
    Canonical exit: 24 May 2023 (T+90)
  • ◆
    DirectorExecutives
    5,000 USD12SEC
    268.528 shares@ US$18.629.5% of flowCommon Shares of Beneficial InterestSEC:0001213900-22-081052:0

25 of 42 declarations

About Flat Rock Opportunity Fund

Flat Rock Opportunity Fund is a U.S.-based listed investment fund traded on Nasdaq in the United States, structured as a non-diversified closed-end interval fund. For international investors, the vehicle provides specialized exposure to the alternative credit market, with a particular emphasis on CLOs (collateralized loan obligations), including CLO equity and debt tranches. In addition, the fund may opportunistically invest in senior secured loans, high-yield fixed income securities, and other funds that provide exposure to leveraged loans and credit instruments. The fund was organized as a Delaware statutory trust on February 12, 2018 and commenced operations on July 2, 2018. Its stated primary objective is to generate current income, with a secondary objective of long-term capital appreciation. The fund is externally managed by Flat Rock Global, LLC, a SEC-registered investment adviser. Its principal office is in Jackson, Wyoming, while its investment-advisory platform has historically been associated with Flat Rock Global’s broader U.S. presence, including New York. That structure is typical for a specialist U.S. credit manager combining operational headquarters and investment expertise across different locations.

From a competitive standpoint, Flat Rock Opportunity Fund sits in a niche segment of the credit markets where performance depends heavily on underwriting discipline, sector selection, and deep knowledge of CLO capital structures and underlying leveraged loan portfolios. Unlike traditional bond funds, the fund seeks to harvest income from more complex instruments that can offer attractive yield potential but also carry elevated risks, including credit deterioration, liquidity constraints, valuation complexity, and sensitivity to macroeconomic conditions. This makes the fund more relevant for investors looking for non-traditional income solutions than for those seeking a plain-vanilla fixed income allocation.

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In terms of market presence, the fund is firmly U.S.-centric and is listed on Nasdaq under the symbol FROPX. Its country of domicile and operating base are the United States, and its portfolio and research messaging are oriented toward the American credit and loan markets. Recent public materials from Flat Rock Global highlight ongoing investor education around CLO investing, commentary on private credit CLOs, and regular insights content, suggesting an active platform focused on distribution, thought leadership, and investor engagement. For French, Belgian, and Swiss investors, Flat Rock Opportunity Fund can therefore be viewed as a specialized U.S. income vehicle with a distinct positioning in alternative credit, suitable for diversification rather than core market beta exposure.

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