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Company
▲ Purchases (0 ops.)
▼ Sales (2 ops.)
Latest filing published 02 Jan 2015 for SWS GROUP INC.
Insider track record
Disclosed buys
0
Disclosed sells
2
Signal history
No signal scores available.
W. Norman Thompson: trading record in brief
W. Norman Thompson is a declared insider of SWS Group Inc, with filings sourced from SEC (Form 4). The record holds 29 filings, for trades running from 30 June 2006 to 1 January 2015.
The open-market record consists of 2 sales worth €387k, with no purchase. The rest of the record consists of 18 share grants.
The latest filing, published on 2 January 2015, reports a transaction in SWS Group Inc. The median gap between a trade and its publication by SEC (Form 4) is 2 days. US insiders must file a Form 4 within two business days of a trade. Selling is not necessarily a view on the stock: liquidity needs and diversification are common motives. Source: insider filings from SEC (Form 4). Past trades are no guide to future returns.
Companies and markets linked to W. Norman Thompson
Open company profiles for insider transactions, fundamentals and analyst consensus when available.
Declarations29 total
37,327 sharesCommon Stock $.10 Par ValueSEC:0000950103-15-000015:0
8,573 sharesCommon Stock $.10 Par ValueSEC:0000950103-15-000015:1
11,875 sharesCommon Stock $.10 Par ValueSEC:0000950103-15-000015:2
8,573 shares0Common Stock $.10 Par ValueSEC:0001225208-14-019045:0
792 shares0Common Stock $.10 Par ValueSEC:0001225208-14-019045:1
8,993 shares0Common Stock $.10 Par ValueSEC:0001225208-13-018520:0
201 shares0Common Stock $.10 Par ValueSEC:0001225208-12-018683:0
16,756 shares0Common Stock $.10 Par ValueSEC:0001225208-12-003137:0
201 shares0Common Stock $.10 Par ValueSEC:0001225208-11-020836:0
224 shares0Common Stock $.10 Par ValueSEC:0001225208-11-020836:1
1,066 shares0Common Stock $.10 Par ValueSEC:0001225208-11-020836:2
463 shares0Common Stock $.10 Par ValueSEC:0001225208-10-019878:0
224 shares0Common Stock $.10 Par ValueSEC:0001225208-10-019878:1
242 shares0Common Stock $.10 Par ValueSEC:0001225208-10-019878:2
2,283 shares0Common Stock $.10 Par ValueSEC:0001225208-09-017916:0
262 shares0Common Stock $.10 Par ValueSEC:0001225208-09-017916:1
447 shares0Common Stock $.10 Par ValueSEC:0001225208-09-017916:2
804 shares0Common Stock $.10 Par ValueSEC:0001225208-09-017916:3
2,550 shares0Common Stock $.10 Par ValueSEC:0001225208-08-014055:0
735 shares0Common Stock $.10 Par ValueSEC:0001225208-08-014055:1
929 shares0Common Stock $.10 Par ValueSEC:0001225208-08-014055:2
2,976 shares0Common Stock $.10 Par ValueSEC:0001225208-07-007868:0
533 shares0Common Stock $.10 Par ValueSEC:0001225208-07-007868:1
10,000 shares@ US$17.37Common Stock $.10 Par ValueSEC:0001225208-07-001605:0
10,000 shares@ US$29.00Common Stock $.10 Par ValueSEC:0001225208-07-001605:1
25 of 29 declarations
