James T. Stephenson

All filings by James T. Stephenson on record concern Nuveen TAX Advantaged Total Return Strategy Fund, in the capacity of chief executive. The record holds 18 filings, for trades running from 29 September 2015 to 20 October 2021.

In open-market terms, that means 14 purchases worth €170k on one side and 4 sales worth €203k on the other. On balance, insiders were net sellers of €33k. Unlike grants, an open-market purchase is paid for by the insider, at the market price. In 2021 alone, the filings show no purchases and 1 sale.

Half of the purchases are above €5,040 and half below. None of the 9 purchases we analysed coincided with buying by another insider of the same company within 30 days.

Most recently, on 21 October 2021, the filings show an open-market sale worth €69k in Nuveen TAX Advantaged Total Return Strategy Fund. The most recent open-market purchase was published on 4 November 2020, 2,179 days ago. The median gap between a trade and its publication by SEC (Form 4) is 2 days. Section 16 rules allow two business days to file each Form 4. This summary is built from SEC (Form 4) disclosures alone and does not predict where the share price will go.