Ray D. Schwertner

Ray D. Schwertner appears in our data through filings on Capital Southwest Corp shares, published by SEC (Form 4). In total, 25 filings cover trades dated from 16 January 2012 to 18 September 2014.

Market trades split into 1 purchase (€70k) and 15 sales (€273k). On balance, insiders were net sellers of €203k. Unlike grants, an open-market purchase is paid for by the insider, at the market price. Besides market trades, the filings include 1 share grant and 8 option exercises. So far in 2014, the count stands at no purchases and 1 sale.

The newest entry dates from 22 September 2014: an option exercise of €18k, in Capital Southwest Corp. The clock since the last published purchase (19 December 2013) now reads 4,708 days. Typically, a trade is published a median of 2 days after it takes place. Section 16 rules allow two business days to file each Form 4. A sale on its own says little: insiders also sell to pay tax, fund a purchase or diversify. Every figure here comes from the filings published by SEC (Form 4) and describes the past, not future prices; it is not investment advice.