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Latest filing published 13 Jun 2014 for Liquid Holdings Group, Inc..
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Thomas Rogerson Ross is a declared insider of Liquid Holdings Group, Inc., with filings sourced from SEC (Form 4). The record holds 3 filings, for trades running from 4 October 2013 to 11 June 2014.
The filings describe grants, exercises and other transfers rather than trades on the open market. Grants and option exercises follow pay plans set in advance, so they reveal less about an insider's own view than a purchase made with personal money.
Most recently, on 13 June 2014, the filings show a share grant in Liquid Holdings Group, Inc. Typically, a trade is published a median of 3 days after it takes place. Section 16 rules allow two business days to file each Form 4. Every figure here comes from the filings published by SEC (Form 4) and describes the past, not future prices; it is not investment advice.
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3 of 3 declarations