Latest filing published 12 Dec 2014 for LADENBURG THALMANN FINANCIAL SERVICES INC, €15k.
Insider track record
No signal scores available.
Closed purchases
Not enough history yet: 0 closed purchases, at least 2 are needed.
Purchases by company
Richard J. Rosenstock: trading record in brief
This profile gathers the share dealings of Richard J. Rosenstock in Ladenburg Thalmann Financial Services Inc. We count 104 filings; the first trade dates from 27 April 2006 and the latest from 11 December 2014.
In open-market terms, that means 101 purchases worth €516k on one side and 1 sale worth €1.7M on the other. Sales outweigh purchases by €1.2M. Open-market purchases are the filings investors watch most closely, because the insider pays for the shares out of pocket. Other entries cover 1 share grant and 1 option exercise. In 2014 alone, the filings show 18 purchases and no sales.
Half of the purchases are above €2,537 and half below.
Most recently, on 12 December 2014, the filings show an open-market purchase worth €15k in Ladenburg Thalmann Financial Services Inc. Between a trade and the moment it shows up on SEC (Form 4), the median delay is 1 day. The legal deadline for a Form 4 is two business days after the transaction. Source: insider filings from SEC (Form 4). Past trades are no guide to future returns.
Companies and markets linked to Richard J. Rosenstock
Open company profiles for insider transactions, fundamentals and analyst consensus when available.
- 5,000 shares@ US$3.73Common StockSEC:0001209191-14-074804:0Canonical exit: 11 Mar 2015 (T+90)
- 402 shares@ US$2.66Common StockSEC:0001209191-14-036013:0Canonical exit: 19 Aug 2014 (T+90)
- 2,598 shares@ US$2.67Common StockSEC:0001209191-14-036013:1Canonical exit: 19 Aug 2014 (T+90)
- 1,000 shares@ US$2.69Common StockSEC:0001209191-14-036013:2Canonical exit: 19 Aug 2014 (T+90)
- 1,000 shares@ US$2.72Common StockSEC:0001209191-14-036013:3Canonical exit: 19 Aug 2014 (T+90)
- 630 shares@ US$2.67Common StockSEC:0001209191-14-032777:0Canonical exit: 7 Aug 2014 (T+90)
- 166 shares@ US$2.70Common StockSEC:0001209191-14-032777:1Canonical exit: 7 Aug 2014 (T+90)
- 4,204 shares@ US$2.72Common StockSEC:0001209191-14-032777:2Canonical exit: 7 Aug 2014 (T+90)
- 2,000 shares@ US$2.67Common StockSEC:0001209191-14-027243:0Canonical exit: 10 Jul 2014 (T+90)
- 2,500 shares@ US$2.68Common StockSEC:0001209191-14-027243:1Canonical exit: 10 Jul 2014 (T+90)
- 500 shares@ US$2.69Common StockSEC:0001209191-14-027243:2Canonical exit: 10 Jul 2014 (T+90)
- 849 shares@ US$2.97Common StockSEC:0001209191-14-020820:0Canonical exit: 12 Jun 2014 (T+90)
- 2,901 shares@ US$3.00Common StockSEC:0001209191-14-020820:2Canonical exit: 12 Jun 2014 (T+90)
- 381 shares@ US$2.93Common StockSEC:0001209191-14-003020:0Canonical exit: 13 Apr 2014 (T+90)
- 3,017 shares@ US$2.96Common StockSEC:0001209191-14-003020:2Canonical exit: 13 Apr 2014 (T+90)
- 1,123 shares@ US$2.97Common StockSEC:0001209191-14-003020:3Canonical exit: 13 Apr 2014 (T+90)
- 20,000 shares@ US$1.67Common StockSEC:0001209191-13-041049:0Canonical exit: 13 Nov 2013 (T+90)
- 5,000 shares@ US$1.44Common StockSEC:0001209191-13-021399:0Canonical exit: 14 Jul 2013 (T+90)
- 800 shares@ US$1.65Common StockSEC:0001209191-13-018010:0Canonical exit: 18 Jun 2013 (T+90)
- 4,624 shares@ US$1.70Common StockSEC:0001209191-13-018010:6Canonical exit: 19 Jun 2013 (T+90)
- 1,275 shares@ US$1.28Common StockSEC:0001209191-12-052608:0Canonical exit: 7 Feb 2013 (T+90)
- 3,725 shares@ US$1.29Common StockSEC:0001209191-12-052608:1Canonical exit: 7 Feb 2013 (T+90)
- 1,050 shares@ US$1.32Common StockSEC:0001209191-12-042056:0Canonical exit: 13 Nov 2012 (T+90)
- 2,400 shares@ US$1.33Common StockSEC:0001209191-12-042056:1Canonical exit: 13 Nov 2012 (T+90)
- 1,550 shares@ US$1.34Common StockSEC:0001209191-12-042056:2Canonical exit: 13 Nov 2012 (T+90)
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