Roaring Fork Capital SBIC, L.P.

Filings by Roaring Fork Capital SBIC, L.P. span 4 companies, the busiest being Riot Platforms, Inc., ATC Healthcare Inc /DE/ and Apollo Endosurgery, Inc. In total, 11 filings cover trades dated from 8 May 2006 to 22 December 2008.

Both buying and selling appear: 3 purchases worth €926k, against 8 sales worth €545k. No amount is published for 1 filing, which the totals therefore leave out. Buying on the open market means paying the going price with one's own funds, a different act from receiving shares as pay. So far in 2008, the count stands at 1 purchase and 2 sales.

The newest entry dates from 23 December 2008: an open-market sale of €143, in ATC Healthcare Inc /DE/. The most recent open-market purchase was published on 9 April 2008, 6,788 days ago. Between a trade and the moment it shows up on SEC (Form 4), the median delay is 1 day. Section 16 rules allow two business days to file each Form 4. Selling is not necessarily a view on the stock: liquidity needs and diversification are common motives. These figures are compiled from regulatory filings published by SEC (Form 4). They describe what insiders did and are not a recommendation.