James S. Riepe

James S. Riepe has filed trades across 4 companies (mainly through SEC (Form 4)), most often in LPL Financial Holdings Inc., Price T Rowe Group Inc and Nasdaq, Inc. Between 21 February 2006 and 31 March 2020, the trades on record add up to 74 filings.

Both buying and selling appear: 4 purchases worth €463k, against 7 sales worth €15.5M. Sales outweigh purchases by €15.0M. A purchase on the market is a deliberate choice to commit personal money, which is why it draws more attention than a grant. Besides market trades, the filings include 50 share grants and 10 option exercises.

Half of the purchases are above €122k and half below. For 4 purchases whose 90-day window has closed, the share price was higher on day 90 than the day after publication in 25% of cases, with a median move of -8.0%. These figures describe past trades and do not predict future prices.

The record was last updated on 2 April 2020 with a share grant in LPL Financial Holdings Inc. The clock since the last published purchase (22 May 2012) now reads 5,283 days. Typically, a trade is published a median of 2 days after it takes place. Section 16 rules allow two business days to file each Form 4. Selling is not necessarily a view on the stock: liquidity needs and diversification are common motives. These figures are compiled from regulatory filings published by SEC (Form 4). They describe what insiders did and are not a recommendation.