Philip A. Pendergraft

All filings by Philip A. Pendergraft on record concern Penson Worldwide Inc. Between 17 May 2006 and 1 May 2012, the trades on record add up to 90 filings.

In open-market terms, that means 5 purchases worth €109k on one side and 55 sales worth €1.8M on the other. On balance, insiders were net sellers of €1.7M. Open-market purchases are the filings investors watch most closely, because the insider pays for the shares out of pocket. Outside the open market, there are 9 share grants and 16 option exercises.

In size, the median ticket on the buying side is €17k.

On 2 May 2012 came the latest disclosure, an option exercise in Penson Worldwide Inc. The most recent open-market purchase was published on 5 July 2011, 5,590 days ago. The median gap between a trade and its publication by SEC (Form 4) is 2 days. For comparison, the SEC allows two business days to file a Form 4. Sales are harder to read than purchases, since they often meet personal needs such as tax or diversification. These figures are compiled from regulatory filings published by SEC (Form 4). They describe what insiders did and are not a recommendation.