Insiders Trades

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PF

Patrick F. McAuliffe

US·SEC (Form 4)

NewStar Financial, Inc.

Cumul. flow

Total declarations

21

Company

1

▲ Purchases (0 ops.)

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▼ Sales (0 ops.)

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Latest filing published 22 Dec 2017 for NewStar Financial, Inc..

Insider track record

Disclosed buys

0

Disclosed sells

0

Signal history

Patrick F. McAuliffe: trading record in brief

Patrick F. McAuliffe is a declared insider of NewStar Financial, Inc., with filings sourced from SEC (Form 4). The record holds 21 filings, for trades running from 9 May 2012 to 22 December 2017.

No open-market purchase or sale appears among the filings, only grants, plan transactions and other operations. Because grants and exercises are largely decided by remuneration plans, they are not counted as purchases here.

The record was last updated on 22 December 2017 with a transaction in NewStar Financial, Inc. The median gap between a trade and its publication by SEC (Form 4) is 3 days. Section 16 rules allow two business days to file each Form 4. Source: insider filings from SEC (Form 4). Past trades are no guide to future returns.

Companies and markets linked to Patrick F. McAuliffe

Open company profiles for insider transactions, fundamentals and analyst consensus when available.

NewStar Financial, Inc. (US)

Declarations21 total

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Patrick F. McAuliffe

Head, Leveraged FinanceExecutives22 Dec 2017NewStar Financial, Inc.

0SEC

175,298 shares0Common Stock, par value $0.01 per shareSEC:0000908662-17-000246:0

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Patrick F. McAuliffe

Head, Leveraged FinanceExecutives9 May 2017NewStar Financial, Inc.

394,169 USD16SEC

47,605 shares@ US$8.2847.1% of flowCommon StockSEC:0000908662-17-000107:0

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Patrick F. McAuliffe

Head, Leveraged FinanceExecutives9 May 2017NewStar Financial, Inc.

418,823 USD16SEC

42,737 shares@ US$9.8050.1% of flowCommon StockSEC:0000908662-17-000107:1

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Patrick F. McAuliffe

Head, Leveraged FinanceExecutives17 Feb 2017NewStar Financial, Inc.

0SEC

17,802 shares0Common Stock, par value $0.01 per shareSEC:0000908662-17-000042:0

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Patrick F. McAuliffe

Head, Leveraged FinanceExecutives12 Feb 2016NewStar Financial, Inc.

0SEC

35,885 shares0Common Stock, par value $0.01 per shareSEC:0000908662-16-000474:0

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Patrick F. McAuliffe

Head, Leveraged FinanceExecutives13 Feb 2016NewStar Financial, Inc.

18,503 USD11SEC

2,951 shares@ US$6.272.1% of flowCommon Stock, par value $0.01 per shareSEC:0000908662-16-000474:1

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Patrick F. McAuliffe

Head, Leveraged FinanceExecutives14 Feb 2016NewStar Financial, Inc.

5,925 USD11SEC

945 shares@ US$6.270.7% of flowCommon Stock, par value $0.01 per shareSEC:0000908662-16-000474:2

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Patrick F. McAuliffe

Head, Leveraged FinanceExecutives4 Feb 2016NewStar Financial, Inc.

0SEC

12,500 sharesCommon Stock, par value $0.01 per shareSEC:0000908662-16-000447:0

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Patrick F. McAuliffe

Head, Leveraged FinanceExecutives4 Feb 2016NewStar Financial, Inc.

0SEC

8,423 sharesCommon Stock, par value $0.01 per shareSEC:0000908662-16-000447:1

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Patrick F. McAuliffe

Head, Leveraged FinanceExecutives3 Dec 2015NewStar Financial, Inc.

35,750 USD0SEC

12,500 shares@ US$2.86Common Stock, par value $0.01 per shareSEC:0000908662-15-000360:0

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Patrick F. McAuliffe

Head, Leveraged FinanceExecutives3 Dec 2015NewStar Financial, Inc.

75,713 USD0SEC

8,029 shares@ US$9.43Common Stock, par value $0.01 per shareSEC:0000908662-15-000360:1

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Patrick F. McAuliffe

Head, Leveraged FinanceExecutives9 May 2015NewStar Financial, Inc.

185,743 USD0SEC

17,025 shares@ US$10.91Common Stock, par value $0.01 per shareSEC:0000908662-15-000261:0

◆

Patrick F. McAuliffe

Head, Leveraged FinanceExecutives17 Feb 2015NewStar Financial, Inc.

8,341 USD0SEC

825 shares@ US$10.11Common Stock, par value $0.01 per shareSEC:0000908662-15-000062:0

◆

Patrick F. McAuliffe

Head, Leveraged FinanceExecutives13 Feb 2015NewStar Financial, Inc.

0SEC

25,992 shares0Common Stock, par value $0.01 per shareSEC:0000908662-15-000053:0

◆

Patrick F. McAuliffe

Head, Leveraged FinanceExecutives14 Feb 2015NewStar Financial, Inc.

9,998 USD0SEC

945 shares@ US$10.58Common Stock, par value $0.01 per shareSEC:0000908662-15-000053:1

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Patrick F. McAuliffe

Head, Leveraged FinanceExecutives9 Apr 2014NewStar Financial, Inc.

109,800 USD0SEC

15,000 shares@ US$7.32Common Stock, par value $0.01 per shareSEC:0000908662-14-000144:0

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Patrick F. McAuliffe

Head, Leveraged FinanceExecutives9 Apr 2014NewStar Financial, Inc.

139,332 USD0SEC

10,636 shares@ US$13.10Common Stock, par value $0.01 per shareSEC:0000908662-14-000144:1

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Patrick F. McAuliffe

Head, Leveraged FinanceExecutives14 Feb 2014NewStar Financial, Inc.

0SEC

8,322 shares0Common Stock, par value $0.01 per shareSEC:0000908662-14-000075:0

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Patrick F. McAuliffe

Co-Head, Leveraged FinanceExecutives17 Feb 2013NewStar Financial, Inc.

10,939 USD0SEC

783 shares@ US$13.97Common Stock, par value $0.01 per shareSEC:0000908662-13-000101:0

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Patrick F. McAuliffe

Co-Head, Leveraged FinanceExecutives11 Dec 2012NewStar Financial, Inc.

19,663 USD0SEC

1,573 shares@ US$12.50Common Stock, par value $0.01 per shareSEC:0000908662-12-000253:0

◆

Patrick F. McAuliffe

Co-Head, Leveraged FinanceExecutives9 May 2012NewStar Financial, Inc.

0SEC

50,000 shares0Common StockSEC:0000908662-12-000121:0

21 of 21 declarations