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Total declarations
Company
▲ Purchases (6 ops.)
▼ Sales (12 ops.)
Latest filing published 02 Jan 2015 for SWS GROUP INC.
Insider track record
Disclosed buys
6
Disclosed sells
12
Signal history
No signal scores available.
Closed purchases
Market purchases
6
Not enough history yet: 0 closed purchases, at least 2 are needed.
Purchases by company
Richard H. Litton: trading record in brief
All filings by Richard H. Litton on record concern SWS Group Inc. We count 32 filings; the first trade dates from 23 February 2006 and the latest from 1 January 2015.
On the open market, the record shows 6 purchases worth €202k and 12 sales worth €943k. The net balance comes to €741k on the selling side. Open-market purchases are the filings investors watch most closely, because the insider pays for the shares out of pocket. Outside the open market, there are 11 share grants and 1 option exercise.
Half of the purchases are above €37k and half below.
On 2 January 2015 came the latest disclosure, a transaction in SWS Group Inc. The latest purchase dates back some time: it was published 5,517 days ago, on 16 September 2011. Between a trade and the moment it shows up on SEC (Form 4), the median delay is 1 day. Section 16 rules allow two business days to file each Form 4. Keep in mind that insiders sell for many reasons unrelated to the outlook, from tax bills to estate planning. Source: insider filings from SEC (Form 4). Past trades are no guide to future returns.
Companies and markets linked to Richard H. Litton
Open company profiles for insider transactions, fundamentals and analyst consensus when available.
Declarations32 total
111,527 sharesCommon Stock $.10 Par ValueSEC:0000950103-15-000014:0
52,947 sharesCommon Stock $.10 Par ValueSEC:0000950103-15-000014:1
52,947 shares0Common Stock $.10 Par ValueSEC:0001225208-14-019043:0
21,583 shares0Common Stock $.10 Par ValueSEC:0001225208-13-018522:0
201 shares0Common Stock $.10 Par ValueSEC:0001225208-12-018682:0
6,702 shares0Common Stock $.10 Par ValueSEC:0001225208-12-003134:0
6,000 shares@ US$5.83Common Stock $.10 Par ValueSEC:0001225208-11-021864:0
Canonical exit: 15 Dec 2011 (T+90)
800 shares@ US$6.00Common Stock $.10 Par ValueSEC:0001225208-11-015415:0
Canonical exit: 24 Aug 2011 (T+90)
11,950 shares@ US$6.49Common Stock $.10 Par ValueSEC:0001225208-11-015415:1
Canonical exit: 29 Aug 2011 (T+90)
10,000 shares@ US$6.47Common Stock $.10 Par ValueSEC:0001225208-11-015415:2
Canonical exit: 29 Aug 2011 (T+90)
7,250 shares@ US$6.32Common Stock $.10 Par ValueSEC:0001225208-11-015017:0
Canonical exit: 18 Aug 2011 (T+90)
10,000 shares@ US$6.01Common Stock $.10 Par ValueSEC:0001225208-11-015017:1
Canonical exit: 21 Aug 2011 (T+90)
463 shares0Common Stock $.10 Par ValueSEC:0001225208-10-019883:0
224 shares0Common Stock $.10 Par ValueSEC:0001225208-10-019883:1
2,283 shares0Common Stock $.10 Par ValueSEC:0001225208-09-017921:0
2,550 shares0Common Stock $.10 Par ValueSEC:0001225208-08-014066:0
9,816 shares@ US$8.28Common Stock $.10 Par ValueSEC:0001225208-08-009596:0
2,976 shares0Common Stock $.10 Par ValueSEC:0001225208-07-007864:0
200 shares@ US$29.70Common Stock $.10 Par ValueSEC:0001225208-06-005492:0
2,000 shares@ US$29.75Common Stock $.10 Par ValueSEC:0001225208-06-005492:1
4,800 shares@ US$29.65Common Stock $.10 Par ValueSEC:0001225208-06-005492:2
3,000 shares@ US$29.75Common Stock $.10 Par ValueSEC:0001225208-06-005492:3
400 shares@ US$30.26Common Stock $.10 Par ValueSEC:0001225208-06-005553:0
600 shares@ US$30.49Common Stock $.10 Par ValueSEC:0001225208-06-005553:1
700 shares@ US$30.41Common Stock $.10 Par ValueSEC:0001225208-06-005553:2
25 of 32 declarations
