David Gelbaum

David Gelbaum discloses dealings in 8 companies, chiefly Energy Focus, Inc/de, Axion Power International, Inc. and Worldwater & Power Corp. The record holds 202 filings, for trades running from 13 June 2007 to 11 July 2012.

On the open market, the record shows 34 purchases worth €15.3M and 144 sales worth €3.5M. No amount is published for 6 filings, which the totals therefore leave out. A purchase on the market is a deliberate choice to commit personal money, which is why it draws more attention than a grant. The rest of the record consists of 8 share grants and 1 option exercise. Since January 2012: 1 purchase and 4 sales on the market.

Half of the purchases are above €380k and half below.

Most recently, on 12 July 2012, the filings show an open-market purchase worth €53k in Thermoenergy Corp. Between a trade and the moment it shows up on SEC (Form 4), the median delay is 2 days. For comparison, the SEC allows two business days to file a Form 4. Selling is not necessarily a view on the stock: liquidity needs and diversification are common motives. Every figure here comes from the filings published by SEC (Form 4) and describes the past, not future prices; it is not investment advice.