First Trust Portfolios LP

Filings by First Trust Portfolios LP span 3 companies, the busiest being First Trust Dividend & Income Fund, First Trust Mortgage Income Fund and First Trust Specialty Finance & Financial Opportunities Fund. The record holds 3 filings, all for trades on 6 May 2009.

Every open-market trade on record is a sale: 3 sales worth €114k.

On 7 May 2009 came the latest disclosure, an open-market sale for €62k in First Trust Mortgage Income Fund. Between a trade and the moment it shows up on SEC (Form 4), the median delay is 1 day. US insiders must file a Form 4 within two business days of a trade. Keep in mind that insiders sell for many reasons unrelated to the outlook, from tax bills to estate planning. Every figure here comes from the filings published by SEC (Form 4) and describes the past, not future prices; it is not investment advice.