Robert M. Ettinger

Robert M. Ettinger discloses dealings in 5 companies, chiefly Flaherty & Crumrine Total Return Fund Inc, Flaherty & Crumrine Dynamic Preferred & Income Fund Inc and Flaherty & Crumrine PREFERRED SECURITIES INCOME FUND Inc. In total, 38 filings cover trades dated from 1 August 2007 to 29 June 2015.

Purchases make up the whole of the open-market record (38 purchases, €1.6M). Open-market purchases are the filings investors watch most closely, because the insider pays for the shares out of pocket. In 2015 alone, the filings show 2 purchases and no sales.

Half of the purchases are above €13k and half below. For 38 purchases whose 90-day window has closed, the share price was higher on day 90 than the day after publication in 34% of cases, with a median move of -1.0%. These figures describe past trades and do not predict future prices.

The newest entry dates from 30 June 2015: an open-market purchase of €245k, in Flaherty & Crumrine PREFERRED SECURITIES INCOME FUND Inc. The median gap between a trade and its publication by SEC (Form 4) is 1 day. The legal deadline for a Form 4 is two business days after the transaction. Every figure here comes from the filings published by SEC (Form 4) and describes the past, not future prices; it is not investment advice.