John G. Duffy

US·SEC (Form 4)

KBW, Inc.

Cumul. flow

Total declarations

115

Company

▲ Purchases (0 ops.)

—

▼ Sales (66 ops.)

€9.7M

Latest filing published 15 Feb 2013 for KBW, INC..

Insider track record

Disclosed buys

Disclosed sells

Signal history

No signal scores available.

John G. Duffy: trading record in brief

This profile gathers the share dealings of John G. Duffy in KBW, Inc. In total, 115 filings cover trades dated from 8 November 2006 to 15 February 2013.

The open-market record consists of 66 sales worth €9.7M, with no purchase. Besides market trades, the filings include 26 share grants.

On 15 February 2013 came the latest disclosure, a share grant in KBW, Inc. Between a trade and the moment it shows up on SEC (Form 4), the median delay is 2 days. The legal deadline for a Form 4 is two business days after the transaction. Selling is not necessarily a view on the stock: liquidity needs and diversification are common motives. These figures are compiled from regulatory filings published by SEC (Form 4). They describe what insiders did and are not a recommendation.

Companies and markets linked to John G. Duffy

Open company profiles for insider transactions, fundamentals and analyst consensus when available.

KBW, Inc. (US)

Declarations88 total

◆
John G. Duffy
Director, Vice ChairmanExecutives15 Feb 2013KBW, Inc.
0SEC
304,878 shares0Common Stock, par value $0.01 per shareSEC:0001140361-13-007882:0
●
John G. Duffy
Director, Vice ChairmanExecutives15 Feb 2013KBW, Inc.
0SEC
3,097 sharesCommon Stock, par value $0.01 per shareSEC:0001140361-13-007882:1
●
John G. Duffy
Director, Vice ChairmanExecutives15 Feb 2013KBW, Inc.
0SEC
421,375 sharesCommon Stock, par value $0.01 per shareSEC:0001140361-13-007882:2
▼
John G. Duffy
Director, Vice ChairmanExecutives5 Dec 2012KBW, Inc.
2M USD0SEC
100,000 shares@ US$17.20Common Stock, par value $0.01 per shareSEC:0001140361-12-050027:0
●
John G. Duffy
Director, Vice ChairmanExecutives5 Dec 2012KBW, Inc.
0SEC
5,700 shares0Common Stock, par value $0.01 per shareSEC:0001140361-12-050027:1
▼
John G. Duffy
Director, Vice ChairmanExecutives30 Nov 2012KBW, Inc.
1M USD0SEC
75,000 shares@ US$17.23Common Stock, par value $0.01 per shareSEC:0001140361-12-049704:0
●
John G. Duffy
Director, Vice ChairmanExecutives28 Jun 2012KBW, Inc.
4M USD0SEC
272,354 shares@ US$16.29Common Stock, par value $0.01 per shareSEC:0001140361-12-031722:0
●
John G. Duffy
Director, Vice ChairmanExecutives28 Jun 2012KBW, Inc.
0SEC
3,000 shares0Common Stock, par value $0.01 per shareSEC:0001140361-12-031722:1
▼
John G. Duffy
Director, Vice ChairmanExecutives30 Apr 2012KBW, Inc.
77,777 USD0SEC
4,488 shares@ US$17.33Common Stock, par value $0.01 per shareSEC:0001140361-12-022475:0
▼
John G. Duffy
Director, Vice ChairmanExecutives1 May 2012KBW, Inc.
766,350 USD0SEC
45,000 shares@ US$17.03Common Stock, par value $0.01 per shareSEC:0001140361-12-022475:1
▼
John G. Duffy
Director, Vice ChairmanExecutives13 Mar 2012KBW, Inc.
168,300 USD0SEC
10,000 shares@ US$16.83Common Stock, par value $0.01 per shareSEC:0001140361-12-016001:0
▼
John G. Duffy
Director, Vice ChairmanExecutives15 Mar 2012KBW, Inc.
178,700 USD0SEC
10,000 shares@ US$17.87Common Stock, par value $0.01 per shareSEC:0001140361-12-016001:1
▼
John G. Duffy
Director, Vice ChairmanExecutives7 Mar 2012KBW, Inc.
157,400 USD0SEC
10,000 shares@ US$15.74Common Stock, par value $0.01 per shareSEC:0001140361-12-014620:0
▼
John G. Duffy
Director, Vice ChairmanExecutives1 Mar 2012KBW, Inc.
73,673 USD0SEC
4,506 shares@ US$16.35Common Stock, par value $0.01 per shareSEC:0001140361-12-013191:0
▼
John G. Duffy
Director, Vice ChairmanExecutives2 Mar 2012KBW, Inc.
409,944 USD0SEC
25,494 shares@ US$16.08Common Stock, par value $0.01 per shareSEC:0001140361-12-013191:1
◆
John G. Duffy
Director, Vice ChairmanExecutives1 Mar 2012KBW, Inc.
0SEC
40,379 shares0Common Stock, par value $0.01 per shareSEC:0001140361-12-012861:0
▼
John G. Duffy
Director, Vice ChairmanExecutives1 Mar 2012KBW, Inc.
82,550 USD0SEC
5,000 shares@ US$16.51Common Stock, par value $0.01 per shareSEC:0001140361-12-012861:1
●
John G. Duffy
Director, Vice ChairmanExecutives22 Feb 2012KBW, Inc.
0SEC
4,200 shares0Common Stock, par value $0.01 per shareSEC:0001140361-12-010732:0
●
John G. Duffy
Director, Vice ChairmanExecutives1 Feb 2012KBW, Inc.
99,173 USD0SEC
5,603 shares@ US$17.70Common Stock, par value $0.01 per shareSEC:0001140361-12-005388:0
●
John G. Duffy
Director, Chairman and CEOExecutives27 Apr 2011KBW, Inc.
0SEC
1,989 shares0Common Stock, par value $0.01 per shareSEC:0001140361-11-024653:0
●
John G. Duffy
Director, Chairman and CEOExecutives7 Jan 2011KBW, Inc.
0SEC
415 shares0Common Stock, par value $0.01 per shareSEC:0001140361-11-020180:0
●
John G. Duffy
Director, Chairman and CEOExecutives23 Feb 2011KBW, Inc.
116,524 USD0SEC
4,613 shares@ US$25.26Common Stock, par value $0.01 per shareSEC:0001140361-11-012294:0
◆
John G. Duffy
Director, Chairman and CEOExecutives4 Feb 2011KBW, Inc.
0SEC
57,835 shares0Common Stock, par value $0.01 per shareSEC:0001140361-11-007113:0
●
John G. Duffy
Director, Chairman and CEOExecutives1 Feb 2011KBW, Inc.
343,842 USD0SEC
12,440 shares@ US$27.64Common Stock, par value $0.01 per shareSEC:0001140361-11-006032:0
▼
John G. Duffy
Director, Chairman and CEOExecutives9 Nov 2010KBW, Inc.
250,000 USD0SEC
10,000 shares@ US$25.00Common Stock, par value $0.01 per shareSEC:0001140361-10-044601:0

25 of 88 declarations

John G. Duffy

Insider track record

John G. Duffy: trading record in brief

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