Insiders Trades

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MR

Mark R. du Four

US·SEC (Form 4)

NewStar Financial, Inc.

Cumul. flow

Total declarations

15

Company

1

▲ Purchases (0 ops.)

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▼ Sales (0 ops.)

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Latest filing published 22 Dec 2017 for NewStar Financial, Inc..

Insider track record

Disclosed buys

0

Disclosed sells

0

Signal history

Mark R. du Four: trading record in brief

All filings by Mark R. du Four on record concern NewStar Financial, Inc. Over a trading history stretching from 17 November 2015 to 22 December 2017, the count stands at 15 filings.

The filings describe grants, exercises and other transfers rather than trades on the open market. Grants and option exercises follow pay plans set in advance, so they reveal less about an insider's own view than a purchase made with personal money.

Most recently, on 22 December 2017, the filings show a transaction in NewStar Financial, Inc. Filings reach the SEC (Form 4) feed a median of 2 days after the trade. US insiders must file a Form 4 within two business days of a trade. Source: insider filings from SEC (Form 4). Past trades are no guide to future returns.

Companies and markets linked to Mark R. du Four

Open company profiles for insider transactions, fundamentals and analyst consensus when available.

NewStar Financial, Inc. (US)

Declarations15 total

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Mark R. du Four

Head - Leveraged FinanceExecutives22 Dec 2017NewStar Financial, Inc.

0SEC

137,778 sharesCommon Stock, par value $0.01 per shareSEC:0000908662-17-000243:0

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Mark R. du Four

Head of Capital MarketsExecutives20 Apr 2017NewStar Financial, Inc.

315,755 USD15SEC

29,901 shares@ US$10.5645.0% of flowCommon Stock, par value $0.01 per shareSEC:0000908662-17-000094:1

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Mark R. du Four

Head of Capital MarketsExecutives20 Apr 2017NewStar Financial, Inc.

289,800 USD15SEC

35,000 shares@ US$8.2841.3% of flowCommon Stock, par value $0.01 per shareSEC:0000908662-17-000094:0

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Mark R. du Four

Head of Capital MarketsExecutives17 Feb 2017NewStar Financial, Inc.

0SEC

17,802 shares0Common Stock, par value $0.01 per shareSEC:0000908662-17-000040:0

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Mark R. du Four

Head - Leveraged FinanceExecutives12 Feb 2017NewStar Financial, Inc.

35,692 USD12SEC

3,888 shares@ US$9.185.1% of flowCommon Stock, par value $0.01 per shareSEC:0000908662-17-000015:0

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Mark R. du Four

Head - Leveraged FinanceExecutives13 Feb 2017NewStar Financial, Inc.

26,611 USD11SEC

2,816 shares@ US$9.453.8% of flowCommon Stock, par value $0.01 per shareSEC:0000908662-17-000015:1

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Mark R. du Four

Head - Leveraged FinanceExecutives14 Feb 2017NewStar Financial, Inc.

6,657 USD11SEC

722 shares@ US$9.221.0% of flowCommon Stock, par value $0.01 per shareSEC:0000908662-17-000015:2

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Mark R. du Four

Head - Leveraged FinanceExecutives12 Feb 2016NewStar Financial, Inc.

0SEC

35,885 shares0Common Stock, par value $0.01 per shareSEC:0000908662-16-000473:0

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Mark R. du Four

Head - Leveraged FinanceExecutives13 Feb 2016NewStar Financial, Inc.

17,656 USD11SEC

2,816 shares@ US$6.272.4% of flowCommon Stock, par value $0.01 per shareSEC:0000908662-16-000473:1

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Mark R. du Four

Head - Leveraged FinanceExecutives14 Feb 2016NewStar Financial, Inc.

4,527 USD11SEC

722 shares@ US$6.270.6% of flowCommon Stock, par value $0.01 per shareSEC:0000908662-16-000473:2

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Mark R. du Four

Head - Leveraged FinanceExecutives15 Feb 2016NewStar Financial, Inc.

6,082 USD11SEC

970 shares@ US$6.270.8% of flowCommon Stock, par value $0.01 per shareSEC:0000908662-16-000473:3

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Mark R. du Four

Head - Leveraged FinanceExecutives27 Jan 2016NewStar Financial, Inc.

0SEC

30,000 sharesCommon StockSEC:0000908662-16-000440:0

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Mark R. du Four

Head - Leveraged FinanceExecutives27 Jan 2016NewStar Financial, Inc.

0SEC

18,114 sharesCommon StockSEC:0000908662-16-000440:1

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Mark R. du Four

Head - Leveraged FinanceExecutives17 Nov 2015NewStar Financial, Inc.

28,600 USD0SEC

10,000 shares@ US$2.86Common StockSEC:0000908662-15-000331:0

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Mark R. du Four

Head - Leveraged FinanceExecutives17 Nov 2015NewStar Financial, Inc.

49,377 USD0SEC

5,338 shares@ US$9.25Common StockSEC:0000908662-15-000331:1

15 of 15 declarations