Harry D. Cohen

Harry D. Cohen has filed trades across 5 companies (mainly through SEC (Form 4)), most often in ClearBridge MLP & Midstream Fund Inc., ClearBridge Energy Midstream Opportunity Fund Inc. and ClearBridge MLP & Midstream Total Return Fund Inc. In total, 27 filings cover trades dated from 25 June 2010 to 30 December 2019.

On the open market, the record shows 15 purchases worth €1.4M and 10 sales worth €1.7M. Netting one side against the other leaves €286k of net selling. Unlike grants, an open-market purchase is paid for by the insider, at the market price. The rest of the record consists of 2 share grants. In 2019 alone, the filings show no purchases and 4 sales.

A typical purchase (the median) is worth €74k. Looking at 5 purchases old enough to measure, the stock rose over the following 90 days in 60% of cases; the median change was +7.4%. This is a record of the past, not a forecast.

Most recently, on 31 December 2019, the filings show an open-market sale worth €30k in ClearBridge Energy Midstream Opportunity Fund Inc. The clock since the last published purchase (29 April 2016) now reads 3,830 days. The median gap between a trade and its publication by SEC (Form 4) is 2 days. Section 16 rules allow two business days to file each Form 4. This summary is built from SEC (Form 4) disclosures alone and does not predict where the share price will go.