Alan A. Brown

Alan A. Brown discloses dealings in Nuveen Investments Inc to SEC (Form 4). Between 13 January 2006 and 13 November 2007, the trades on record add up to 10 filings.

The open-market record consists of 3 sales worth €1.2M, with no purchase. Other entries cover 3 share grants and 3 option exercises.

Most recently, on 15 November 2007, the filings show a transaction in Nuveen Investments Inc. Typically, a trade is published a median of 1 day after it takes place. US insiders must file a Form 4 within two business days of a trade. A sale on its own says little: insiders also sell to pay tax, fund a purchase or diversify. This summary is built from SEC (Form 4) disclosures alone and does not predict where the share price will go.