Wendell G. van Auken III

Wendell G. van Auken III has filed trades across 2 companies (mainly through SEC (Form 4)), most often in Advent Software Inc /DE/ and Montgomery Street Income Securities Inc. We count 132 filings; the first trade dates from 18 May 2004 and the latest from 8 July 2015.

In open-market terms, that means 11 purchases worth €637k on one side and 45 sales worth €6.6M on the other. The net balance comes to €5.9M on the selling side. Buying on the open market means paying the going price with one's own funds, a different act from receiving shares as pay. The rest of the record consists of 9 share grants and 20 option exercises. 2015 to date brings no purchases and 5 sales.

A typical purchase (the median) is worth €61k.

On 10 July 2015 came the latest disclosure, a transaction for €113k in Advent Software Inc /DE/. The last purchase on record was published on 31 July 2013, which is 4,832 days ago. Between a trade and the moment it shows up on SEC (Form 4), the median delay is 2 days. Section 16 rules allow two business days to file each Form 4. Keep in mind that insiders sell for many reasons unrelated to the outlook, from tax bills to estate planning. These figures are compiled from regulatory filings published by SEC (Form 4). They describe what insiders did and are not a recommendation.