TriState Capital Holdings, Inc.: management transactions · United States · SEC (Form 4)

About TriState Capital Holdings, Inc.

TriState Capital Holdings, Inc. (historical ticker: TSC) was a U.S.-based bank holding company that traded on the Nasdaq market and was headquartered in Pittsburgh, Pennsylvania, United States. The company was founded in 2007 by James F. Getz to address an underserved niche in banking: relationship-driven financial services for middle-market companies, high-net-worth individuals, and financial intermediaries. In June 2022, TriState Capital was acquired by Raymond James Financial, so it no longer trades independently today; however, TSC remains relevant as a case study in specialized banking and as context for SEC Form 4 insider transaction analysis. ([tristatecapitalbank.com](https://tristatecapitalbank.com/our-story/?utm_source=openai)) TriState Capital’s business model was built around three core pillars: commercial banking, private banking, and asset management. Its banking subsidiary served middle-market businesses with commercial and industrial lending, asset-based lending, commercial real estate financing, treasury management, and securities-based lending products. Chartwell Investment Partners, the asset management arm, provided fixed income and institutional investment management capabilities. This gave TriState a differentiated profile versus a plain-vanilla regional bank: it combined balance-sheet lending, wealth-oriented products, and fee-based asset management under one platform. ([tristatecapitalbank.com](https://tristatecapitalbank.com/middle-market/?utm_source=openai)) Geographically, the company was originally anchored in Pennsylvania, Ohio, New Jersey, and New York, then expanded its reach nationally, especially through private banking and referral relationships with financial advisors and intermediaries. That footprint positioned TriState in the economically important U.S. Northeast and Midwest corridors, while still allowing it to pursue niche lending and private-banking mandates beyond its local branch presence. ([tristatecapitalbank.com](https://tristatecapitalbank.com/our-story/?utm_source=openai)) From a competitive standpoint, TriState Capital differentiated itself through a boutique-style service model, deep client relationships, and specialized credit solutions tailored to sophisticated borrowers and investors. The bank’s proposition was not mass-market retail banking; rather, it focused on responsiveness, collateral-based lending, treasury and liquidity solutions, and investment management expertise. A major recent development was the announced acquisition by Raymond James Financial in late 2021, completed on June 1, 2022. For investors tracking SEC Form 4 insider activity, the key takeaway is that TSC’s public-market story is now historical, and any analysis should be framed around the pre-acquisition operating profile and the role that insiders played in the company’s final years as a standalone listed issuer. ([tristatecapitalbank.com](https://tristatecapitalbank.com/raymond-james-financial-to-acquire-tristate-capital-holdings/?utm_source=openai))