Medley Management INC.: insider trades · United States · SEC (Form 4)

About Medley Management INC.

Medley Management Inc. is an alternative asset management company that was listed in the United States on the NYSE under the ticker MDLY. For Francophone investors, it should be viewed as a specialized credit and private-finance platform focused historically on the U.S. middle market rather than as a broad-based asset manager. The company was incorporated in 2014 and began operations in connection with its IPO in September 2014. Its principal executive office was in New York, New York, placing it at the center of the United States financial market. ([sec.gov](https://www.sec.gov/Archives/edgar/data/1611110/000161111018000024/mdlyq22018form10q.htm?utm_source=openai)) Medley’s business model was built around private credit, investment management, and financing solutions for middle-market companies. SEC filings show that the company reported essentially one operating segment: investment management, with substantially all revenue generated in the U.S. The broader Medley platform also had roots going back to 2006, when Brook Taube and Seth Taube co-founded the business. That origin helped Medley develop a niche in customized lending and credit structuring, aimed at companies that often sit below the radar of traditional large-cap lenders but still require sophisticated capital solutions. ([sec.gov](https://www.sec.gov/Archives/edgar/data/1536577/000153657720000005/medleyllc2019form10ka.htm?utm_source=openai)) From a product and service perspective, Medley targeted senior secured loans, private credit investments, and other bespoke debt financings. Company disclosures and historical investor materials reference financings for U.S. middle-market borrowers across a range of industries, including software, managed IT services, industrial equipment, and data/supply-chain-related businesses. This sector mix illustrates a flexible underwriting approach and an effort to source yield in less liquid parts of the credit market, where relationship investing and origination capability can matter as much as headline scale. ([sec.gov](https://www.sec.gov/Archives/edgar/data/1611110/000161111018000052/pressrelease-mdly12212018.htm?utm_source=openai)) In competitive terms, Medley operated in the highly crowded private credit and business development company ecosystem, where differentiation depends on sourcing, underwriting discipline, and access to capital. Its franchise was built on a U.S. middle-market focus and on the ability to structure tailored financing packages. However, the company’s more recent history is dominated by restructuring risk, regulatory issues, and capital-structure stress. SEC records show that NYSE Regulation moved to delist MDLY in July 2021 in the context of Medley LLC’s Chapter 11 reorganization process, and the exchange cited uncertainty around the value of MDLY’s stock. That development is critical for investors, because it shifts the narrative from growth and origination to preservation, restructuring, and litigation/regulatory overhang. ([sec.gov](https://www.sec.gov/Archives/edgar/data/1611110/000121390021036002/ea143874-8k_medleymanagement.htm?utm_source=openai)) Recent material events have therefore been more about corporate distress than business expansion. The company’s SEC trail highlights delisting proceedings, bankruptcy-related disclosures, and compliance/investigation issues around disclosure practices. As a result, Medley Management Inc. is best understood as a U.S.-listed alternative credit manager whose public-market story became dominated by restructuring rather than operating momentum. For investors, the key takeaway is that the name belongs in the private-credit/financials bucket, but with elevated idiosyncratic risk and a highly event-driven profile. ([sec.gov](https://www.sec.gov/Archives/edgar/data/1611110/000121390021036002/ea143874-8k_medleymanagement.htm?utm_source=openai))