PhenixFIN Corp: management transactions · United States · SEC (Form 4)

About PhenixFIN Corp

PhenixFIN Corp. (NASDAQ: PFX) is a U.S.-listed specialty finance company trading on the NASDAQ in the United States. The company traces its current identity back to Medley Capital Corporation, which rebranded as PhenixFIN Corporation effective January 1, 2021, as part of a broader corporate and listing transition. Its headquarters are in New York City at 445 Park Avenue, New York, NY 10022, placing it close to the core of the U.S. financial markets. PhenixFIN is incorporated in Delaware and operates as an internally managed business development company (BDC), a structure that differs from many externally advised public credit funds. PhenixFIN’s core business is providing capital to middle-market companies, primarily through private credit and selective equity investments. Its portfolio generally consists of senior secured first-lien loans, senior secured second-lien loans, and equity positions. In practical terms, the company seeks to earn current income from debt investments while retaining upside potential from equity-related holdings. That combination gives PhenixFIN a hybrid profile within the U.S. listed credit universe and positions it in competition with other public BDCs and specialty direct lenders focused on middle-market financing. From a strategy standpoint, the company emphasizes origination, structuring, execution, and ongoing management of credit and equity investments. Management frames the business around current income generation and NAV accretion, with the goal of delivering total shareholder return. Because the portfolio spans multiple industries, PhenixFIN offers some sector diversification, although its performance remains tied to credit conditions, asset quality, leverage, and the fair-value marks applied to portfolio investments. Recent company updates show an active reporting cadence. PhenixFIN announced its fiscal second-quarter 2026 results on May 5, 2026, followed by its first-quarter 2026 results in February 2026 and fiscal year/fourth-quarter 2025 results in December 2025. SEC filings also show ongoing Form 4 insider transaction reporting, which is relevant for investors monitoring ownership changes and management alignment. Overall, PhenixFIN is best understood as a small-cap U.S. listed finance company on the NASDAQ, focused on private credit and equity investments, with a New York base and a risk profile driven by the U.S. middle-market lending environment.